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Brewin Dolphin Hldgs (BRW)

  Print          Annual reports

Wednesday 13 November, 2013

Brewin Dolphin Hldgs

Holding(s) in Company

RNS Number : 9350S
Brewin Dolphin Holdings PLC
13 November 2013
 



           


TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES



1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:

Brewin Dolphin

 

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

An event changing the breakdown of voting rights

Other (please specify):


3. Full name of person(s) subject to the
notification obligation:

Royal London Asset Management Limited

4. Full name of shareholder(s)
 (if different from 3.):

Registered Shareholder

Nominal

%

HSBC Global Custody Nominees (UK) Ltd

13,810,865

5.0622%

5. Date of the transaction and date on
which the threshold is crossed or
reached:

12 November 2013

6. Date on which issuer notified:

13 November 2013

7. Threshold(s) that is/are crossed or
reached:

5%



 

8. Notified details:

A: Voting rights attached to shares

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights

Direct

Direct

Indirect

Direct

Indirect

 

 

GB0001765816

 

13,626,865

13,626,865

13,810,865

13,810,865

N/A

5.0622%

N/A


B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date

Exercise/
Conversion Period

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights







C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date

Exercise/
Conversion period

Number of voting rights instrument refers to

 

% of voting rights

 





 

 

Nominal

Delta




Total (A+B+C)

Number of voting rights

Percentage of voting rights

13,810,865

5.0622%



 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:

 

See 4 above


Proxy Voting:

10. Name of the proxy holder:

    N/A

11. Number of voting rights proxy holder will cease
to hold:

    N/A

12. Date on which proxy holder will cease to hold
voting rights:

    N/A



13. Additional information:


Increase in shares due to buy.       

14. Contact name:

Simon Davies

15. Contact telephone number:

0207 506 6634

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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