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Thursday 31 July, 2014

Citigroup Global Mkt

Form 8.5 (EPT/RI)

RNS Number : 9039N
Citigroup Global Markets Limited
31 July 2014
 



 

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH

RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Citigroup Global Markets Limited

(b) Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree

Dixons Retail Plc

(c)Name of the party to the offer with which exempt
principal trader is connected:

Dixons Retail Plc

(d) Date dealing undertaken:

30 July 2014

(e)Has the EPT previously disclosed,
or is it today
disclosing, under the Code in respect of any other party to this offer?

YES

 

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received
(GBP)

Lowest price per unit paid/received
(GBP)

2.5p ordinary

Sale

1,377,128

0.5130

0.5093

2.5p ordinary

Purchase

1,771,396

0.5169

0.5096

 

(b) Derivatives transactions (other than options)

 

 

Class of relevant security

Product description   e.g.TRS

Nature of dealing
e.g. opening/closing a
long/short position,
increasing/reducing a
long/short position

Number of reference securities

Price per unit
(GBP)

2.5p ordinary

TRS

Increasing Short Position

3,599

0.5105

2.5p ordinary

TRS

Reducing Short Position

7,886

0.5093

2.5p ordinary

TRS

Increasing Long Position

189

0.5130

2.5p ordinary

TRS

Reducing Long Position

8,865

0.5169

2.5p ordinary

TRS

Increasing Short Position

67

0.5136

2.5p ordinary

TRS

Reducing Long Position

3,942

0.5168

2.5p ordinary

TRS

Reducing Long Position

968

0.5167

2.5p ordinary

TRS

Reducing Short Position

98

0.5095

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description   e.g.call option

Writing, purchasing,
selling,
varying etc.

Number of securities to
which option relates

Exercise price per unit

Type e.g. American,
European etc.

Expiry date

Option money paid/ received per unit

  

  

  

  

  

  

  

  

 

 

(ii) Exercising

 

 

Class of relevant security

Product description
e.g. call option

Number of
securities

Exercise price per unit

  

  

  

  

 

(d) Other dealings (including subscribing for new securities)

 

 

Class of relevant security

Nature of dealing
e.g. subscription, conversion

Details

Price per unit
(if applicable)

  

  

  

  

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with
a party to the offer:

 

If there are no such agreements, arrangements or understandings, state "none"

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

 

If there are no such agreements, arrangements or understandings, state "none"

None

 

Date of disclosure:

31 July 2014

Contact name:

Cathal Mckenna

Telephone number:

44(028)90409544

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at [email protected]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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