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Clarkson PLC (CKN)

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Wednesday 12 June, 2019

Clarkson PLC

Holding(s) in Company

RNS Number : 0314C
Clarkson PLC
12 June 2019
 

 

 

 

 

CLARKSON PLC

(the "Company" or "Clarksons")

 

 

12 June 2019

 

Holding(s) in Company

 

On 21 March 2016, the Company was sent the below TR1 form by Legg Mason, Inc. (the parent company of Royce & Associates LLC) notifying the Company that its total voting rights had exceeded the 5% notification threshold on 17 March 2016. As the email address to which the notification was sent was not in use, the Company did not become aware of this notification until recently advised by Legg Mason, Inc.

 

For further details contact:

 

Rachel Spencer

Group Company Secretary

                       

Tel: +44(0) 20 7334 3476

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi

 

 

1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii

Clarkson PLC

2 Reason for the notification (please tick the appropriate box or boxes):

An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

 

An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify):

 

 

3. Full name of person(s) subject to the
notification obligation:
iii

Legg Mason, Inc.

(parent company of Royce & Associates LLC,)

4. Full name of shareholder(s)
 (if different from 3.):iv

Royce Micro-Cap Fund

Royce Micro-Cap Trust, Inc.

Royce Low-Priced Stock Fund

Royce Partners Fund

Royce Capital Fund Micro-Cap Portfolio

Royce Focus Trust Inc.

Royce Dividend Value Fund

Royce International Premier Fund

Royce Global Value Trust, Inc.

Royce Institutional, LLC - Micro Cap Portfolio          

Royce Value Trust, Inc.

Royce Premier Fund

Royce Total Return Fund

Royce Value Plus Fund

Royce Financial Services Fund

Royce Partners Fund

5. Date of the transaction and date on
which the threshold is crossed or
reached:
v

17 March 2016

6. Date on which issuer notified:

21 March 2016

7. Threshold(s) that is/are crossed or
reached:
vi, vii

Above 5%

8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

Situation previous
to the triggering
transaction

Resulting situation after the triggering transaction

Number
of
Shares

Number
of
Voting
Rights

Number
of shares

Number of voting
rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB0002018363

Below 5%

Below 5%

1,652,607

1,652,607

0

5.46%

0

 

 

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial
instrument

Expiration
date
xiii

Exercise/
Conversion Period
xiv

Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.

% of voting
rights

N/A

 

 

 

 

 

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial
instrument

Exercise price

Expiration date xvii

Exercise/
Conversion period
xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

N/A

 

 

 

 

 

Nominal

Delta

 

 

 

Total (A+B+C)

Number of voting rights

Percentage of voting rights

1,652,607

5.46%

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi

 

 

 

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease
to hold:

 

12. Date on which proxy holder will cease to hold
voting rights:

 

 


13. Additional information:

N/A

14. Contact name:

Shirley Hinton

15. Contact telephone number:

+1 410 454 5632

                                   

 


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