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Tuesday 30 April, 2013

Credit Suisse (Eur)

Form 8.5 (EPT/NON-RI) - Xstrata Plc

RNS Number : 6121D
Credit Suisse Securities (Eur) Ltd
30 April 2013
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Securities (Europe) Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Xstrata Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Glencore International Plc

(d) Date position held/dealing undertaken:

29-April-2013

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

Yes - Glencore International Plc

 

2.         POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

Ordinary shares

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

6,321,356

0.211

254,918

0.008

(2) Derivatives (other than options):



 

 

(3) Options and agreements to purchase/sell:





     TOTAL:

6,321,356

0.211

254,918

0.008

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:


 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

,153

3.         DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

Number of securities

Price per unit

Ordinary shares

S

422

998.90

Ordinary shares

B

422

998.60

Ordinary shares

B

235

998.50

Ordinary shares

B

252

998.40

Ordinary shares

B

178

998.30

Ordinary shares

S

422

998.20

Ordinary shares

B

156

998.10

Ordinary shares

B

101

998.00

Ordinary shares

B

169

997.80

Ordinary shares

B

88

997.70

Ordinary shares

B

108

997.40

Ordinary shares

B

561

997.30

Ordinary shares

B

122

997.20

Ordinary shares

B

309

997.00

Ordinary shares

B

120

996.90

Ordinary shares

B

2231

996.80

Ordinary shares

B

624

996.60

Ordinary shares

S

443

996.60

Ordinary shares

B

288

996.50

Ordinary shares

B

1062

996.40

Ordinary shares

B

125

996.20

Ordinary shares

B

22

996.00

Ordinary shares

B

526

995.90

Ordinary shares

B

200

995.40

Ordinary shares

B

619

995.30

Ordinary shares

B

256

995.20

Ordinary shares

B

2583

995.00

Ordinary shares

B

889

994.90

Ordinary shares

S

423

994.90

Ordinary shares

B

111

994.70

Ordinary shares

S

424

994.70

Ordinary shares

B

85

994.50

Ordinary shares

S

424

994.50

Ordinary shares

B

391

994.30

Ordinary shares

S

424

994.20

Ordinary shares

S

424

993.90

Ordinary shares

S

85

993.30

Ordinary shares

B

522

992.40

Ordinary shares

S

1077

992.40

Ordinary shares

B

114

992.30

Ordinary shares

S

329

992.30

Ordinary shares

B

113

992.20

Ordinary shares

S

85

992.10

Ordinary shares

B

110

992.00

Ordinary shares

B

110

991.90

Ordinary shares

S

425

991.70

Ordinary shares

B

110

991.60

Ordinary shares

B

298

991.40

Ordinary shares

S

850

991.40

Ordinary shares

B

379

991.30

Ordinary shares

B

155

991.20

Ordinary shares

S

425

991.20

Ordinary shares

B

114

990.90

Ordinary shares

B

457

990.80

Ordinary shares

B

425

990.70

Ordinary shares

B

114

990.60

Ordinary shares

B

218

990.50

Ordinary shares

S

425

990.50

Ordinary shares

B

2004

990.40

Ordinary shares

B

303

990.30

Ordinary shares

S

381

990.30

Ordinary shares

S

425

990.20

Ordinary shares

B

493

990.10

Ordinary shares

S

802

990.10

Ordinary shares

B

1014

990.00

Ordinary shares

B

950

989.90

Ordinary shares

B

464

989.80

Ordinary shares

B

1583

989.70

Ordinary shares

S

841

989.70

Ordinary shares

B

74777

989.68

Ordinary shares

S

74777

989.68

Ordinary shares

B

220787

989.60

Ordinary shares

S

109079

989.60

Ordinary shares

B

651

989.50

Ordinary shares

S

157

989.50

Ordinary shares

B

2370

989.40

Ordinary shares

B

1608

989.30

Ordinary shares

B

2630

989.20

Ordinary shares

B

1792

989.10

Ordinary shares

B

990

989.00

Ordinary shares

S

426

989.00

Ordinary shares

B

1608

988.90

Ordinary shares

S

426

988.90

Ordinary shares

B

2407

988.80

Ordinary shares

S

159

988.80

Ordinary shares

B

728

988.70

Ordinary shares

S

438

988.70

Ordinary shares

B

610

988.60

Ordinary shares

S

1041

988.60

Ordinary shares

B

1219

988.50

Ordinary shares

S

426

988.50

Ordinary shares

B

1176

988.40

Ordinary shares

S

467

988.40

Ordinary shares

B

497

988.30

Ordinary shares

S

1263

988.30

Ordinary shares

B

552

988.20

Ordinary shares

B

798

988.10

Ordinary shares

S

451

988.10

Ordinary shares

B

388

988.00

Ordinary shares

B

1124

987.90

Ordinary shares

B

427

987.80

Ordinary shares

S

400

987.80

Ordinary shares

B

1040

987.70

Ordinary shares

S

387

987.70

Ordinary shares

B

259

987.60

Ordinary shares

B

344

987.50

Ordinary shares

S

672

987.50

Ordinary shares

B

9371

987.40

Ordinary shares

S

1298

987.40

Ordinary shares

B

173

987.30

Ordinary shares

B

420

987.20

Ordinary shares

S

427

987.10

Ordinary shares

S

646

987.00

Ordinary shares

B

512

986.90

Ordinary shares

B

897

986.80

Ordinary shares

S

962

986.80

Ordinary shares

S

1720

986.70

Ordinary shares

B

467

986.60

Ordinary shares

B

164

986.50

Ordinary shares

S

146

986.50

Ordinary shares

B

1273

986.40

Ordinary shares

S

2629

986.40

Ordinary shares

S

470

986.30

Ordinary shares

B

86

986.20

Ordinary shares

S

427

986.20

Ordinary shares

B

10625

986.13

Ordinary shares

S

10625

986.13

Ordinary shares

B

85

986.10

Ordinary shares

B

308

985.90

Ordinary shares

S

427

985.90

Ordinary shares

B

550

985.70

Ordinary shares

B

701

985.50

Ordinary shares

S

470

985.50

Ordinary shares

B

428

985.40

Ordinary shares

S

1567

985.40

Ordinary shares

B

514

985.30

Ordinary shares

S

911

985.30

Ordinary shares

S

458

985.20

Ordinary shares

B

477

985.00

Ordinary shares

S

454

985.00

Ordinary shares

B

134500

984.70

Ordinary shares

S

135009

984.70

Ordinary shares

B

257

984.60

Ordinary shares

S

791

984.60

Ordinary shares

B

448

984.50

Ordinary shares

S

1396

984.50

Ordinary shares

B

1184

984.40

Ordinary shares

S

458

984.40

Ordinary shares

B

195

984.30

Ordinary shares

S

3428

984.30

Ordinary shares

S

1495

984.20

Ordinary shares

B

973

984.10

Ordinary shares

S

88

984.10

Ordinary shares

B

818

984.00

Ordinary shares

S

2071

984.00

Ordinary shares

B

1624

983.90

Ordinary shares

S

1695

983.90

Ordinary shares

B

42031

983.80

Ordinary shares

S

428

983.80

Ordinary shares

B

60

983.75

Ordinary shares

S

30

983.75

Ordinary shares

B

718

983.70

Ordinary shares

S

1056

983.70

Ordinary shares

S

60

983.60

Ordinary shares

B

193

983.50

Ordinary shares

S

856

983.50

Ordinary shares

B

269

983.40

Ordinary shares

S

634

983.40

Ordinary shares

B

574

983.30

Ordinary shares

S

634

983.30

Ordinary shares

B

846

983.20

Ordinary shares

B

842

983.10

Ordinary shares

B

1874

983.00

Ordinary shares

S

429

983.00

Ordinary shares

B

854

982.90

Ordinary shares

S

429

982.90

Ordinary shares

S

47693

982.88

Ordinary shares

B

925

982.80

Ordinary shares

S

472

982.80

Ordinary shares

B

1547

982.70

Ordinary shares

S

528

982.70

Ordinary shares

B

884

982.60

Ordinary shares

S

555

982.60

Ordinary shares

B

3052

982.50

Ordinary shares

S

429

982.50

Ordinary shares

B

900

982.40

Ordinary shares

B

1497

982.30

Ordinary shares

S

890

982.30

Ordinary shares

B

59416

982.23

Ordinary shares

S

59416

982.23

Ordinary shares

B

809

982.20

Ordinary shares

S

95

982.20

Ordinary shares

B

6773

982.14

Ordinary shares

S

6773

982.14

Ordinary shares

B

1491

982.10

Ordinary shares

S

881

982.10

Ordinary shares

B

6673

982.00

Ordinary shares

S

1339

982.00

Ordinary shares

B

1505

981.90

Ordinary shares

S

679

981.90

Ordinary shares

B

1589

981.80

Ordinary shares

B

1142

981.70

Ordinary shares

B

1325

981.60

Ordinary shares

S

2028

981.60

Ordinary shares

B

3566

981.50

Ordinary shares

S

907

981.50

Ordinary shares

B

2111

981.40

Ordinary shares

B

4394

981.30

Ordinary shares

S

8458

981.30

Ordinary shares

B

563

981.20

Ordinary shares

S

1039

981.20

Ordinary shares

B

748

981.10

Ordinary shares

S

1460

981.10

Ordinary shares

B

1104

981.00

Ordinary shares

S

1886

981.00

Ordinary shares

B

675

980.90

Ordinary shares

S

1720

980.90

Ordinary shares

B

1225

980.80

Ordinary shares

S

936

980.80

Ordinary shares

S

797

980.70

Ordinary shares

B

4738

980.64

Ordinary shares

S

4738

980.64

Ordinary shares

B

2692

980.61

Ordinary shares

S

2692

980.61

Ordinary shares

B

955

980.60

Ordinary shares

S

430

980.60

Ordinary shares

B

318

980.50

Ordinary shares

S

1352

980.50

Ordinary shares

B

1159

980.40

Ordinary shares

S

430

980.40

Ordinary shares

B

107

980.30

Ordinary shares

B

430

980.20

Ordinary shares

S

444

980.20

Ordinary shares

B

1769

980.10

Ordinary shares

S

530

980.10

Ordinary shares

B

1005

980.00

Ordinary shares

S

562

980.00

Ordinary shares

B

148

979.90

Ordinary shares

S

684

979.90

Ordinary shares

B

430

979.80

Ordinary shares

S

100

979.80

Ordinary shares

B

860

979.70

Ordinary shares

S

643

979.70

Ordinary shares

S

100

979.60

Ordinary shares

B

354

979.50

Ordinary shares

S

100

979.50

Ordinary shares

B

124

979.40

Ordinary shares

S

546

979.40

Ordinary shares

B

984

979.30

Ordinary shares

S

1536

979.30

Ordinary shares

S

531

979.20

Ordinary shares

B

125

979.10

Ordinary shares

S

430

979.10

Ordinary shares

S

450

979.00

Ordinary shares

B

122

978.90

Ordinary shares

S

879

978.90

Ordinary shares

B

430

978.80

Ordinary shares

S

637

978.80

Ordinary shares

S

669

978.70

Ordinary shares

B

431

978.60

Ordinary shares

S

1062

978.60

Ordinary shares

B

565

978.50

Ordinary shares

S

116

978.50

Ordinary shares

B

431

978.40

Ordinary shares

S

1037

978.40

Ordinary shares

B

875

978.30

Ordinary shares

S

86

978.30

Ordinary shares

B

862

978.20

Ordinary shares

S

199

978.20

Ordinary shares

B

20335

978.17

Ordinary shares

S

20335

978.17

Ordinary shares

B

115

978.10

Ordinary shares

S

431

978.10

Ordinary shares

B

1960

978.04

Ordinary shares

S

1960

978.04

Ordinary shares

B

1798

978.00

Ordinary shares

S

476

978.00

Ordinary shares

B

722

977.90

Ordinary shares

S

862

977.90

Ordinary shares

B

733

977.80

Ordinary shares

B

596

977.70

Ordinary shares

S

134

977.70

Ordinary shares

B

622

977.60

Ordinary shares

S

1369

977.60

Ordinary shares

B

136

977.50

Ordinary shares

S

526

977.50

Ordinary shares

B

431

977.40

Ordinary shares

S

431

977.40

Ordinary shares

B

431

977.30

Ordinary shares

S

1823

977.30

Ordinary shares

B

88

977.20

Ordinary shares

S

448

977.20

Ordinary shares

B

147

977.10

Ordinary shares

B

1418

977.00

Ordinary shares

S

517

977.00

Ordinary shares

B

1087

976.90

Ordinary shares

S

1031

976.90

Ordinary shares

B

315

976.80

Ordinary shares

S

550

976.80

Ordinary shares

B

721

976.70

Ordinary shares

S

972

976.70

Ordinary shares

B

431

976.60

Ordinary shares

S

731

976.60

Ordinary shares

S

575

976.50

Ordinary shares

B

554

976.40

Ordinary shares

S

572

976.40

Ordinary shares

B

678

976.30

Ordinary shares

B

695

976.10

Ordinary shares

S

912

976.10

Ordinary shares

B

595

976.00

Ordinary shares

S

519

976.00

Ordinary shares

B

1021

975.90

Ordinary shares

B

682

975.80

Ordinary shares

S

871

975.70

Ordinary shares

S

462

975.50

Ordinary shares

B

343

975.40

Ordinary shares

S

465

975.40

Ordinary shares

B

387

975.30

Ordinary shares

S

772

975.30

Ordinary shares

S

259

975.20

Ordinary shares

B

432

975.10

Ordinary shares

S

642

975.10

Ordinary shares

B

115

975.00

Ordinary shares

S

1602

975.00

Ordinary shares

B

586

974.90

Ordinary shares

S

1329

974.90

Ordinary shares

B

432

974.80

Ordinary shares

S

1734

974.80

Ordinary shares

B

235

974.70

Ordinary shares

S

864

974.70

Ordinary shares

B

814

974.60

Ordinary shares

S

74

974.60

Ordinary shares

B

3271

974.50

Ordinary shares

S

449

974.50

Ordinary shares

S

432

974.40

Ordinary shares

S

432

974.30

Ordinary shares

S

495

974.20

Ordinary shares

B

646

974.10

Ordinary shares

B

247

974.00

Ordinary shares

S

1694

974.00

Ordinary shares

B

513

973.90

Ordinary shares

S

973

973.90

Ordinary shares

B

137

973.80

Ordinary shares

B

238

973.70

Ordinary shares

S

264

973.70

Ordinary shares

B

674

973.60

Ordinary shares

B

433

973.50

Ordinary shares

S

433

973.50

Ordinary shares

B

433

973.40

Ordinary shares

S

473

973.40

Ordinary shares

S

433

973.30

Ordinary shares

S

453

973.20

Ordinary shares

B

189

972.90

Ordinary shares

S

1348

972.90

Ordinary shares

B

664

972.80

Ordinary shares

S

920

972.80

Ordinary shares

B

527

972.70

Ordinary shares

S

301

972.70

Ordinary shares

S

433

972.60

Ordinary shares

B

102

972.50

Ordinary shares

B

122

972.40

Ordinary shares

S

433

972.20

Ordinary shares

S

520

972.10

Ordinary shares

S

87

972.00

Ordinary shares

B

537

971.90

Ordinary shares

B

234

971.80

Ordinary shares

B

100

971.70

Ordinary shares

S

463

971.20

Ordinary shares

S

477

971.10

Ordinary shares

S

938

971.00

Ordinary shares

S

906

970.80

Ordinary shares

S

470

970.60

Ordinary shares

B

149

970.50

Ordinary shares

S

434

970.50

Ordinary shares

B

242

970.40

Ordinary shares

B

22

970.30

Ordinary shares

B

1000

969.90

Ordinary shares

S

477

969.90

 

Total Purchases:             730,939

Total Sales:                      593,699

 

(b)        Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit


 

 




 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit




 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

 

Date of disclosure:

30-April-2013

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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