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Diverse Inc Trust (DIVI)

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Friday 04 October, 2013

Diverse Inc Trust

Holding(s) in Company


                                                                                     
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES                                          
                                                                                         
1. Identity of the issuer or the underlying issuer              The Diverse Income Trust plc
of existing shares to which voting rights are                                        
attached:                                                                               
                                                                                        
2. Reason for the notification (please tick the appropriate box or boxes):               
                                                                                        
An acquisition or disposal of voting rights                                             
                                                                                        
An acquisition or disposal of qualifying financial instruments which may result         
in the acquisition of shares already issued to which voting rights are attached         
                                                                                        
An acquisition or disposal of instruments with similar economic effect to               
qualifying financial instruments                                                        
                                                                                        
An event changing the breakdown of voting rights                                        
                                                                                        
Other (please specify):   Passive Crossing                                            X  
                                                                                        
3. Full name of person(s) subject to the                     
notification obligation:                                 Smith and Williamson Holdings Limited                      
                                                                                        
4. Full name of shareholder(s)                                 
 (if different from 3.):                                   Detailed as per Section 9                             
                                                                                        
5. Date of the transaction and date on                                                  
which the threshold is crossed or                                             
reached:                                                           01/10/2013                     
                                                                                        
6. Date on which issuer notified:                                  04/10/2013           
                                                                                        
7. Threshold(s) that is/are crossed or                                                
reached:                                                               5%                 

8. Notified details:                                                                                            
A: Voting rights attached to shares                                                                             
                                                                                                                
Class/type     Situation previous                 Resulting situation after the triggering transaction            
of             to the triggering                                                                                  
shares         transaction                                                                                        
                                                                                                                 
               Number         Number      Number        Number of voting        % of  voting rights x
if possible    of             of          of shares     rights                                       
using          Shares         Voting                                                                      
the ISIN                      Rights      Direct        Direct xi   Indirect     Direct  Indirect     
CODE                                                                             xii                              
                                                                                                                
ORD                                                                                                             
GB00B65TLW28   14,660,650     14,660,650                            14,686,150           4.53%    

                                                                                                                 
B: Qualifying Financial Instruments                                                                             
                                                                                                                
Resulting situation after the triggering transaction                                                            
                                                                                                                
Type of        Expiration            Exercise/                      Number of voting             % of voting    
financial      date                  Conversion Period              rights that may be           rights         
instrument                                                          acquired if the                             
                                                                    instrument is                               
                                                                    exercised/ converted.                       
                                                                                                                
N/A            N/A                   N/A                            N/A                          N/A            
                                                                                                                
                                                                                                                
                                                                                                                
C: Financial Instruments with similar economic effect to Qualifying Financial                                   
Instruments                                                                                                     
                                                                                                                
Resulting situation after the triggering transaction                                                            
                                                                                                                
Type of       Exercise price        Expiration Exercise/           Number of voting rights    % of voting rights
financial                           date       Conversion period   instrument refers to                         
instrument                                                                                                      
                                                                                                                
                                                                                                                
                                                                                              Nominal   Delta      

                                                                                                                
Total (A+B+C)                                                                                                   
                                                                                                                
Number of voting rights                                Percentage of voting rights                              
                                                                                                                
14,686,150                                             4.53%                                                    
                    
                                                                                            

9. Chain of controlled undertakings through which the voting rights and/or the          
financial instruments are effectively held, if applicable:                              

Smith & Williamson Nominees Limited, a subsidiary of Smith & Williamson                 
Investment Management Limited, subsidiary of Smith & Williamson Holdings                
Limited - 14,639,991 shares                                                             
                                                                                        
Smith & Williamson Investment Management LLP as Investment Manager for                  
Corporation of Lloyds - 16,700 shares                                                   
                                                                                        
BNP Paribas as custodian for Smith & Williamson Investment Management Limited,          
a subsidiary of Smith & Williamson Holdings Limited - 29,459 shares.                    
  

                                                                                        
Proxy Voting:                                                                           
                                                                                        
10. Name of the proxy holder:                                                     N/A
                                                                                        
11. Number of voting rights proxy holder will cease                               N/A
to hold:                                                                                
                                                                                        
12. Date on which proxy holder will cease to hold                                 N/A
voting rights:                                                                          
                                                                                        
13. Additional information:                                                             
                                                                                        
14. Contact name:                                                                       
                                                                                        
15. Contact telephone number:

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