Wednesday 08 February, 2017
Diverse Inc Trust
Holding(s) in Company
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: |
The Diverse Income Trust plc |
| 2. Reason for the notification (please tick the appropriate box or boxes): |
| An acquisition or disposal of voting rights |
X |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
|
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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| An event changing the breakdown of voting rights |
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| Other (please specify): |
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3. Full name of person(s) subject to the
notification obligation: |
Brewin Dolphin Plc |
4. Full name of shareholder(s)
(if different from 3.): |
|
5. Date of the transaction and date on
which the threshold is crossed or
reached: |
07 February 17 |
| 6. Date on which issuer notified: |
08 February 17 |
7. Threshold(s) that is/are crossed or
reached: |
5% |
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| 8. Notified details: |
| A: Voting rights attached to shares |
Class/type of
shares
if possible using
the ISIN CODE |
Situation previous
to the triggering
transaction |
Resulting situation after the triggering transaction |
Number
of
Shares |
Number
of
Voting
Rights |
Number
of shares |
Number of voting
rights |
% of voting rights |
| Direct |
Direct |
Indirect |
Direct |
Indirect |
GB00B65TLW28
ORD GBP0.001 |
19,163,924 |
19,163,924 |
n/a |
n/a |
19,226,894 |
n/a |
5.0137% |
|
| B: Qualifying Financial Instruments |
| Resulting situation after the triggering transaction |
Type of financial
instrument |
Expiration
date |
Exercise/
Conversion Period |
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted. |
% of voting
rights |
|
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| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments |
| Resulting situation after the triggering transaction |
Type of financial
instrument |
Exercise price |
Expiration date |
Exercise/
Conversion period |
Number of voting rights instrument refers to |
% of voting rights |
|
|
|
|
|
Nominal |
Delta |
|
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|
| Total (A+B+C) |
| Number of voting rights |
Percentage of voting rights |
| 19,226,894 |
5.0137% |
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9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: |
| Indirect – Brewin Nominees (Channel Islands) Limited – |
398,903 |
0.1040 |
% |
| Indirect – Brewin Nominees Limited A/c NOM |
7,443,894 |
1.9411 |
% |
| Indirect – Brewin Nominees Limited A/c ISA |
5,511,058 |
1.4371 |
% |
| Indirect – Brewin Nominees Limited A/c GROSS |
3,795,692 |
0.9898 |
% |
| Indirect – Brewin Nominees Limited A/c CHARITY |
965,913 |
0.2519 |
% |
| Indirect – Brewin Nominees Limited A/c OFFBOND |
1,111,434 |
0.2898 |
% |
|
|
|
|
| GRAND TOTAL |
19,226,894 |
5.0137 |
% |
|
|
| Proxy Voting: |
| 10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease
to hold: |
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12. Date on which proxy holder will cease to hold
voting rights: |
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| 13. Additional information: |
Figures based on shares in issue of 383,487,239
The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements. |
| 14. Contact name: |
Graham Brabbs |
| 15. Contact telephone number: |
0191 230 7190 |