Wednesday 01 March, 2017
Diverse Inc Trust
Holding(s) in Company
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii |
Diverse Income Trust Plc (The) |
| 2 Reason for the notification (please tick the appropriate box or boxes): |
| An acquisition or disposal of voting rights |
X |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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| An event changing the breakdown of voting rights |
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| Other (please specify): |
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3. Full name of person(s) subject to the
notification obligation: iii |
Brewin Dolphin Plc |
4. Full name of shareholder(s)
(if different from 3.):iv |
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5. Date of the transaction and date on
which the threshold is crossed or
reached: v |
27 February 17 |
| 6. Date on which issuer notified: |
01 March 17 |
7. Threshold(s) that is/are crossed or
reached: vi, vii |
5% |
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| 8. Notified details: |
| A: Voting rights attached to shares viii, ix |
Class/type of
shares
if possible using
the ISIN CODE |
Situation previous
to the triggering
transaction |
Resulting situation after the triggering transaction |
Number
of
Shares |
Number
of
Voting
Rights |
Number
of shares |
Number of voting
rights |
% of voting rights x |
| Direct |
Direct xi |
Indirect xii |
Direct |
Indirect |
| GB00B65TLW28 |
19,138,315 |
19,138,315 |
n/a |
n/a |
19,225,322 |
n/a |
5.0133% |
| ORD GBP0.001 |
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| B: Qualifying Financial Instruments |
| Resulting situation after the triggering transaction |
Type of financial
instrument |
Expiration
date xiii |
Exercise/
Conversion Period xiv |
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted. |
% of voting
rights |
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| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
| Resulting situation after the triggering transaction |
Type of financial
instrument |
Exercise price |
Expiration date xvii |
Exercise/
Conversion period xviii |
Number of voting rights instrument refers to |
% of voting rights xix, xx |
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Nominal |
Delta |
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| Total (A+B+C) |
| Number of voting rights |
Percentage of voting rights |
| 19,225,322 |
5.0133% |
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9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi |
| Indirect – Brewin Nominees (Channel Islands) Limited – |
398,903 |
0.1040 |
% |
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| Indirect – Brewin Nominees Limited A/c NOM |
7,576,953 |
1.9758 |
% |
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| Indirect – Brewin Nominees Limited A/c ISA |
5,452,589 |
1.4218 |
% |
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| Indirect – Brewin Nominees Limited A/c GROSS |
3,785,992 |
0.9873 |
% |
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| Indirect – Brewin Nominees Limited A/c CHARITY |
893,451 |
0.2330 |
% |
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| Indirect – Brewin Nominees Limited A/c OFFBOND |
1,117,434 |
0.2914 |
% |
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| GRAND TOTAL |
19,225,322 |
5.0133 |
% |
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| Proxy Voting: |
| 10. Name of the proxy holder: |
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11. Number of voting rights proxy holder will cease
to hold: |
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12. Date on which proxy holder will cease to hold
voting rights: |
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13. Additional information: |
Figures based on shares in issue of 383,487,239
The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements. |
| 14. Contact name: |
Mark Taylor |
| 15. Contact telephone number: |
0191 279 7332 |
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