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G4S PLC (GFS)

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Thursday 24 September, 2020

G4S PLC

Form 8.5 (EPT/NON-RI) - G4S plc

Form 8.5 (EPT/NON-RI) - G4S plc

BARCLAYS PLC

 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose G4S PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Garda World Security Corporation
principal trader is connected
(d) Date position held/dealing undertaken: 23 September 2020
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

25p ordinary

 

 

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

21,654,111

1.40%

12,794,217

0.82%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

11,737,595

0.76%

20,539,756

1.32%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

33,391,706

2.15%

33,333,973

2.15%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

securities

paid/received

paid/received

25p ordinary Purchase

717,506

15.4062 DKK

15.1818 DKK

25p ordinary Purchase

1,295,877

1.8962 GBP

1.8807 GBP

25p ordinary Sale

36,410

15.4150 DKK

15.2179 DKK

25p ordinary Sale

1,430,210

1.9011 GBP

1.8807 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

 

securities

25p ordinary

SWAP

Long

30

1.8889 GBP

25p ordinary

SWAP

Long

41

1.8958 GBP

25p ordinary

SWAP

Long

99

1.8915 GBP

25p ordinary

CFD

Long

148

1.8946 GBP

25p ordinary

SWAP

Long

496

1.8975 GBP

25p ordinary

SWAP

Long

938

1.8963 GBP

25p ordinary

CFD

Long

1,319

15.2379 DKK

25p ordinary

SWAP

Long

1,329

1.8883 GBP

25p ordinary

CFD

Long

1,414

15.3147 DKK

25p ordinary

SWAP

Long

1,620

15.4150 DKK

25p ordinary

SWAP

Long

1,635

1.8893 GBP

25p ordinary

SWAP

Long

2,180

1.8919 GBP

25p ordinary

CFD

Long

2,329

15.1457 DKK

25p ordinary

CFD

Long

2,400

1.8933 GBP

25p ordinary

SWAP

Long

3,138

1.9012 GBP

25p ordinary

SWAP

Long

4,292

1.8869 GBP

25p ordinary

SWAP

Long

4,401

1.8828 GBP

25p ordinary

SWAP

Long

4,683

1.8881 GBP

25p ordinary

SWAP

Long

5,617

1.8947 GBP

25p ordinary

SWAP

Long

5,823

15.3402 DKK

25p ordinary

SWAP

Long

9,209

1.8917 GBP

25p ordinary

SWAP

Long

9,474

15.3486 DKK

25p ordinary

SWAP

Long

9,826

1.9008 GBP

25p ordinary

SWAP

Long

13,656

1.8971 GBP

25p ordinary

SWAP

Long

14,013

1.8976 GBP

25p ordinary

SWAP

Long

19,151

1.8941 GBP

25p ordinary

SWAP

Long

25,241

1.8961 GBP

25p ordinary

SWAP

Long

40,921

1.8909 GBP

25p ordinary

SWAP

Long

45,258

1.8910 GBP

25p ordinary

SWAP

Long

45,789

1.8970 GBP

25p ordinary

SWAP

Long

60,630

1.8933 GBP

25p ordinary

CFD

Long

103,607

1.8971 GBP

25p ordinary

CFD

Long

114,916

1.8921 GBP

25p ordinary

CFD

Long

703,821

1.8943 GBP

25p ordinary

CFD

Short

609

15.1933 DKK

25p ordinary

CFD

Short

747

1.8786 GBP

25p ordinary

CFD

Short

4,302

15.3456 DKK

25p ordinary

CFD

Short

13,894

1.8944 GBP

25p ordinary

SWAP

Short

21,425

1.8936 GBP

25p ordinary

SWAP

Short

30,297

1.8981 GBP

25p ordinary

CFD

Short

30,846

1.8970 GBP

25p ordinary

SWAP

Short

57,060

1.8939 GBP

25p ordinary

SWAP

Short

67,191

1.8927 GBP

25p ordinary

SWAP

Short

243,051

1.8957 GBP

25p ordinary

SWAP

Short

269,500

1.8949 GBP

25p ordinary

CFD

Short

698,164

15.3311 DKK

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

24 Sep 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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