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G4S PLC (GFS)

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Friday 25 September, 2020

G4S PLC

Form 8.5 (EPT/NON-RI) - G4S PLC

Form 8.5 (EPT/NON-RI) - G4S PLC

BARCLAYS PLC

 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose G4S PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Garda World Security Corporation
principal trader is connected
(d) Date position held/dealing undertaken: 24 September 2020
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

21,615,629

1.39%

12,236,684

0.79%

 

(2)

Cash-settled derivatives:

11,140,600

0.72%

20,436,588

1.32%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

32,756,229

2.11%

32,673,272

2.11%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received

25p ordinary

Purchase

560,683

15.4877 DKK

15.1504 DKK

25p ordinary

Purchase

1,638,892

1.9037 GBP

1.8839 GBP

25p ordinary

Sale

27,208

15.4784 DKK

15.3178 DKK

25p ordinary

Sale

1,653,316

1.9038 GBP

1.8756 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

25p ordinary

SWAP

Long

2

1.8988 GBP

25p ordinary

SWAP

Long

38

1.8766 GBP

25p ordinary

SWAP

Long

68

1.8762 GBP

25p ordinary

SWAP

Long

121

1.8953 GBP

25p ordinary

SWAP

Long

537

1.9005 GBP

25p ordinary

SWAP

Long

638

1.9001 GBP

25p ordinary

CFD

Long

900

15.5686 DKK

25p ordinary

SWAP

Long

1,075

1.8755 GBP

25p ordinary

SWAP

Long

1,429

1.9029 GBP

25p ordinary

SWAP

Long

1,738

1.8940 GBP

25p ordinary

SWAP

Long

2,043

1.8991 GBP

25p ordinary

SWAP

Long

2,337

1.9021 GBP

25p ordinary

SWAP

Long

2,777

1.8968 GBP

25p ordinary

SWAP

Long

4,382

1.8938 GBP

25p ordinary

SWAP

Long

4,600

15.4535 DKK

25p ordinary

SWAP

Long

4,658

1.8998 GBP

25p ordinary

SWAP

Long

4,816

1.8952 GBP

25p ordinary

CFD

Long

5,157

15.2238 DKK

25p ordinary

SWAP

Long

5,600

15.3250 DKK

25p ordinary

CFD

Long

5,951

15.4479 DKK

25p ordinary

SWAP

Long

7,158

1.8901 GBP

25p ordinary

SWAP

Long

8,008

1.9038 GBP

25p ordinary

SWAP

Long

20,728

1.9000 GBP

25p ordinary

SWAP

Long

21,524

1.8989 GBP

25p ordinary

SWAP

Long

28,169

1.8840 GBP

25p ordinary

SWAP

Long

33,338

1.9027 GBP

25p ordinary

SWAP

Long

38,921

1.9020 GBP

25p ordinary

SWAP

Long

55,228

1.8970 GBP

25p ordinary

CFD

Long

57,172

1.8866 GBP

25p ordinary

CFD

Long

62,214

1.8840 GBP

25p ordinary

SWAP

Long

79,498

1.8941 GBP

25p ordinary

CFD

Long

101,383

1.8992 GBP

25p ordinary

SWAP

Long

164,329

1.8980 GBP

25p ordinary

CFD

Long

548,618

1.9003 GBP

25p ordinary

CFD

Long

550,000

15.4350 DKK

25p ordinary

SWAP

Short

560

15.3350 DKK

25p ordinary

CFD

Short

665

15.3363 DKK

25p ordinary

CFD

Short

4,224

1.8719 GBP

25p ordinary

CFD

Short

4,707

15.4553 DKK

25p ordinary

SWAP

Short

4,709

1.8951 GBP

25p ordinary

CFD

Short

9,699

1.8924 GBP

25p ordinary

CFD

Short

10,689

1.8956 GBP

25p ordinary

SWAP

Short

20,426

1.9030 GBP

25p ordinary

SWAP

Short

32,841

1.9027 GBP

25p ordinary

SWAP

Short

39,559

1.8704 GBP

25p ordinary

SWAP

Short

54,184

1.8980 GBP

25p ordinary

CFD

Short

56,019

1.8841 GBP

25p ordinary

CFD

Short

62,214

1.8840 GBP

25p ordinary

SWAP

Short

70,895

1.9004 GBP

25p ordinary

SWAP

Short

84,595

1.8972 GBP

25p ordinary

SWAP

Short

103,970

1.8989 GBP

25p ordinary

CFD

Short

196,869

1.8866 GBP

25p ordinary

SWAP

Short

218,725

1.8997 GBP

25p ordinary

SWAP

Short

243,681

1.8950 GBP

25p ordinary

CFD

Short

549,751

15.4726 DKK

25p ordinary

CFD

Short

550,000

1.9072 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

25 Sep 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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