Information  X 
Enter a valid email address
  Print          More announcements

Tuesday 10 November, 2015

Goldman Sachs (EPT)

Form 8.5 (EPT/RI) - Amendment

RNS Number : 2655F
GoldmanSachs International
10 November 2015
 

Amendment - due to the amendment of Derivative transactions, the disclosure made on 05 August for dealings on 04 August has been updated. Section 2(b) has been updated.

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

ROYAL DUTCH SHELL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

BG GROUP PLC

(d) Date dealing undertaken:

04 August 2015

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for BG GROUP PLC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

EUR 0.07 A ordinary

Purchases

1,720,275
92,760

26.2950 EUR
18.3900 GBP

25.8900 EUR
18.1750 GBP

EUR 0.07 A ordinary

Sales

1,322,876
101,353

18.4000 GBP
26.2950 EUR

18.1150 GBP
25.9252 EUR

 

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

EUR 0.07 B ordinary

Purchases

446,703

18.5400 GBP

18.2865 GBP

EUR 0.07 B ordinary

Sales

210,413

18.5500 GBP

18.3050 GBP

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

EUR 0.07 A ordinary

CFD

Opening a short position

1,100

18.2100 GBP

EUR 0.07 A ordinary

CFD

Opening a long position

100

18.2990 GBP

EUR 0.07 A ordinary

CFD

Opening a short position

1,087

18.3050 GBP

EUR 0.07 A ordinary

CFD

Reducing a long position

1,081

18.3050 GBP

EUR 0.07 A ordinary

CFD

Reducing a short position

1,100

18.3050 GBP

EUR 0.07 A ordinary

CFD

Reducing a long position

943

18.3050 GBP

EUR 0.07 A ordinary

CFD

Reducing a short position

409

18.3050 GBP

EUR 0.07 A ordinary

CFD

Reducing a short position

1,087

18.3277 GBP

EUR 0.07 A ordinary

Call Option

Selling

1,200

26.1800 EUR

EUR 0.07 A ordinary

Call Option

Exercising

6,200

26.1800 EUR

EUR 0.07 A ordinary

SWAP

Increasing a long position

2,200

18.2863 GBP

EUR 0.07 A ordinary

SWAP

Increasing a long position

4,956

18.3195 GBP

EUR 0.07 A ordinary

SWAP

Opening a long position

2,200

18.3345 GBP

 

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

EUR 0.07 B ordinary

CFD

Opening a short position

5,260

18.2865 GBP

EUR 0.07 B ordinary

CFD

Opening a short position

85,470

18.3693 GBP

EUR 0.07 B ordinary

CFD

Reducing a short position

4,601

18.3889 GBP

EUR 0.07 B ordinary

CFD

Reducing a short position

2,554

18.3889 GBP

EUR 0.07 B ordinary

CFD

Reducing a short position

3,751

18.3889 GBP

EUR 0.07 B ordinary

CFD

Reducing a short position

6,756

18.3889 GBP

EUR 0.07 B ordinary

CFD

Opening a short position

1,100

18.4150 GBP

EUR 0.07 B ordinary

CFD

Reducing a short position

792

18.4358 GBP

EUR 0.07 B ordinary

CFD

Reducing a short position

508

18.4358 GBP

EUR 0.07 B ordinary

CFD

Reducing a short position

3,922

18.4388 GBP

EUR 0.07 B ordinary

CFD

Increasing a long position

165

18.4455 GBP

EUR 0.07 B ordinary

CFD

Reducing a short position

1,143

18.4473 GBP

EUR 0.07 B ordinary

CFD

Reducing a long position

934

18.4500 GBP

EUR 0.07 B ordinary

CFD

Reducing a long position

1,986

18.4500 GBP

EUR 0.07 B ordinary

CFD

Reducing a short position

1,100

18.4500 GBP

EUR 0.07 B ordinary

CFD

Opening a short position

1,143

18.4500 GBP

EUR 0.07 B ordinary

CFD

Reducing a long position

2,723

18.5046 GBP

EUR 0.07 B ordinary

CFD

Reducing a long position

480

18.5046 GBP

EUR 0.07 B ordinary

CFD

Opening a short position

287

28.7690 USD

EUR 0.07 B ordinary

SWAP

Opening a long position

6,840

18.4270 GBP

EUR 0.07 B ordinary

SWAP

Opening a long position

2,800

18.4270 GBP

EUR 0.07 B ordinary

SWAP

Reducing a long position

4,956

18.4409 GBP

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit

EUR 0.07 A ordinary

Call Option / (1.00 : 100.00)

Exercised Against

51 (5,100)

24.5000 EUR

EUR 0.07 A ordinary

Call Option / (1.00 : 100.00)

Exercised Against

162 (16,200)

25.0000 EUR

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

10 November 2015

Contact name:

Aadithya Rao and Yiannis Bardis

Telephone number:

+44(20) 7051 9046 / +44(20) 7774 7107

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
FERGGGUWGUPAGRU

a d v e r t i s e m e n t