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Tuesday 12 February, 2019

HSBC Bank Plc

HSBC BANK PLC - Form 8.5 (EPT/RI) - Sibanye Gold Ltd

HSBC BANK PLC - Form 8.5 (EPT/RI) - Sibanye Gold Ltd

FORM 8.5 (EPT/RI)


PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the “Code”)


1.         KEY INFORMATION


(a) Name of exempt principal trader: HSBC BANK PLC
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

  Use a separate form for each offeror/offeree
 

Sibanye Gold Ltd
(c) Name of the party to the offer with which exempt principal trader is connected:  

Sibanye Gold Ltd
(d) Date dealing undertaken:  

11 February 2019
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state “N/A”
 

Yes – Lonmin Plc


2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER


Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.


The currency of all prices and other monetary amounts should be stated.


(a)        Purchases and sales


Class of relevant securityPurchases/ sales

 
Total number of securitiesHighest price per unit paid/received

(USD/ZAR)
Lowest price per unit paid/received

(USD/ZAR)
         


(b)        Cash-settled derivative transactions


Class of relevant securityProduct description

e.g. CFD
Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position
 

Number of reference securities
 

Price per unit (ZAR)
 

Ordinary Shares
 

Swap
 

Increasing a Long Position
 

253,964

 
 

1448.584 c
 

Ordinary Shares
 

Swap
 

Reducing a Long Position
 

267,615
 

1440.835 c
 

Ordinary Shares
 

Swap
 

Increasing a Short Position
 

200,000
 

1460.073 c
 

Ordinary Shares
 

Swap
 

Reducing a Short Position
 

722,126
 

1449.024 c
 

Ordinary Shares
 

Swap
 

Increasing a Short Position
 

1
 

1415.354 c



(c)        Stock-settled derivative transactions (including options)


(i)         Writing, selling, purchasing or varying


Class of relevant securityProduct description e.g. call optionWriting, purchasing, selling, varying etc.Number of securities to which option relatesExercise price per unitType

e.g. American, European etc.
Expiry dateOption money paid/ received per unit
               


(ii)        Exercise

                                                                                           

Class of relevant securityProduct description

e.g. call option
Exercising/ exercised againstNumber of securitiesExercise price per unit
     

 


(d)        Other dealings (including subscribing for new securities)


Class of relevant securityNature of dealing

e.g. subscription, conversion
DetailsPrice per unit (if applicable)
       


3.         OTHER INFORMATION


(a)        Indemnity and other dealing arrangements


Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state “none”
 

 

 


(b)        Agreements, arrangements or understandings relating to options or derivatives


Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”
 

 



Date of disclosure:12 February 2019
Contact name:Dhruti Singh
Telephone number:0207 088 2000


Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 


The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.


The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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