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J.P. MORGAN SEC.LTD (AU.)

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Thursday 29 September, 2011

J.P. MORGAN SEC.LTD

Form 8.5 (EPT/RI) - Autonomy Corporation Plc - ...

Form 8.5 (EPT/RI) - Autonomy Corporation Plc - Amendment

J.P. Morgan Securities Ltd.

AMENDMENT

INCREASED PURCHASES FROM 3,247,554 TO 3,264,954 AND ADDITION OF A NEW SHORT EQUITY SWAP TOTALLING 50,000

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader:   J.P. Morgan Securities ltd.
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

Autonomy Corporation Plc

(c) Name of the party to the offer with which exempt principal trader is connected:   Autonomy Corporation Plc
(d) Date dealing undertaken:   23 September 2011
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?   No

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received
Ordinary   Purchase   3,264,954   25.3100 GBP   25.1300 GBP
Shares
    Sale   3,043,029   25.3100 GBP   25.1400 GBP
 
       
Class of relevant security   Purchases/ sales   Total number of securities   Highest price per unit paid/received   Lowest price per unit paid/received
Convertible Purchase 2,050,000 150.7500 GBP 150.7500 GBP
Bond
    Sale   6,000,000   151.3500 GBP   151.9000 GBP

(b) Derivatives transactions (other than options)

Class of relevant security   Product description

e.g. CFD

  Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

  Number of reference securities   Price per unit

(GBP)

Ordinary Share   Equity Swap   Long   26,100   25.2026
GBP
Long 32,600 25.2148
GBP
Long 76,100 25.2299
GBP
Long 65,200 25.2171
GBP
Short 1,000 25.2576
GBP
Short 50,000 25.3353
GBP
Short 5,540 25.2252
GBP
Short 50,000 25.2552
                GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

Date of disclosure:   29 September 2011
Contact name:   Andrew Mhango
Telephone number:   0207 325 4513

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


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