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Thursday 07 May, 2020

JP Morgan Sec LLC

AbbVie Inc. 38.5(b) Amendment

RNS Number : 3065M
J.P. Morgan Securities LLC
07 May 2020
 

Ap27

 

 

AMENDMENT

FORM   38.5(b)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 

1.  KEY   INFORMATION

 

Nameofexemptprincipaltrader

J.P Morgan Securities LLC

Companydealtin

AbbVie Inc.

Classofrelevantsecuritytowhichthe dealingsbeingdisclosedrelate (Note 1)

Common stock

Date of dealing

6 May 2020

 

2.  INTERESTS AND SHORT POSITIONS

 

(a)  Interests   and   short   positions   (following   dealing)   in   the   class   of   relevant   security   dealt   in   (Note   2)

 

 

Long

Short

 

Number

 

(%)

Number

 

(%)

 10,876,239  0.74

 3,788,290  0.26

(2) Derivatives (other than options)

 5,837,002  0.40

 8,132,513  0.55

(3)Optionsandagreementstopurchase/sell

 767,000  0.05

 773,100  0.05

Total

 17,480,241  1.19

 12,693,903  0.86

             

 

 

(b)  Interests and short positions in relevant securities of the company, other than the class dealt in  (Note   2)

 

Classofrelevantsecurity:

Long

Short

 

Number

 

(%)

Number

 

(%)

 

 

(2) Derivatives (other than options)

 

 

(3)Optionsandagreementstopurchase/sell

 

 

Total

 

 

             

 

Ap28

 

 

3.  DEALINGS  (Note   3)

 

(a)  Purchases and sales

 

Purchase/sale

Numberofrelevantsecurities

Priceperunit (Note 4)

Purchase (New Borrow)

 

Purchases

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sales

251,300

 

300

173

372

100

3

446

315

22,977

500

900

200

2

49

3,962

3,104

3,801

546

4,026

1,741

600

100

100

400

272

100

16,782

7,210

4,197

1,036

873

2,912

1,111

2,271

27

14

27

18

4,096

2

878

1,098

10

89

76

2

616

100

121

100

1,023

86,600

1,773

45

86,600

106

12

236

17

2

4,987

5,081

75

100

916

2,059

4,354

200

100

3,931

269

1,076

5,642

22,897

147

1

938

5,942

8,757

4,896

100

2,697

550

8

8

11,436

1,276

100

 

22

333

300

100

12,727

29

78

907

100

500

100

500

173

400

100

144

100

128

1,111

100

600

500

100

100

878

100

100

10

100

100

700

90

100

100

616

96

86,600

173,200

100

100

100

100

100

100

100

100

100

200

8

100

1,276

100

100

1,080

100

NA

 

85.2900 USD

85.3050 USD

85.3350 USD

85.3500 USD

85.4100 USD

85.4200 USD

85.4270 USD

85.4704 USD

85.4800 USD

85.4811 USD

85.4850 USD

85.4900 USD

85.5100 USD

85.5482 USD

85.5519 USD

85.5603 USD

85.5696 USD

85.5731 USD

85.5803 USD

85.5842 USD

85.6000 USD

85.6200 USD

85.6350 USD

85.6532 USD

85.7650 USD

85.7795 USD

85.8018 USD

85.9307 USD

86.0198 USD

86.0404 USD

86.0668 USD

86.0833 USD

86.1287 USD

86.1700 USD

86.1871 USD

86.4200 USD

86.4400 USD

86.4410 USD

86.4450 USD

86.4574 USD

86.4653 USD

86.4700 USD

86.5600 USD

86.6393 USD

86.7100 USD

86.7918 USD

86.8000 USD

86.8033 USD

86.8200 USD

86.8225 USD

86.8260 USD

86.8291 USD

86.8358 USD

86.8360 USD

86.8403 USD

86.8442 USD

86.8463 USD

86.8700 USD

86.9100 USD

86.9388 USD

86.9487 USD

86.9600 USD

86.9650 USD

86.9943 USD

87.0438 USD

87.0631 USD

87.0650 USD

87.0800 USD

87.0811 USD

87.1128 USD

87.1167 USD

87.1387 USD

87.1562 USD

87.1588 USD

87.1600 USD

87.1611 USD

87.1848 USD

87.2038 USD

87.2150 USD

87.3150 USD

87.3281 USD

87.3639 USD

87.3900 USD

87.3925 USD

87.4100 USD

87.5196 USD

87.5400 USD

 

85.2900 USD

85.3300 USD

85.3306 USD

85.3435 USD

85.4200 USD

85.4400 USD

85.4700 USD

85.4775 USD

85.4800 USD

85.4879 USD

85.5920 USD

85.7103 USD

85.7527 USD

85.7825 USD

85.8244 USD

85.9122 USD

85.9789 USD

85.9800 USD

86.0833 USD

86.1184 USD

86.1244 USD

86.1292 USD

86.4114 USD

86.4433 USD

86.4574 USD

86.4993 USD

86.5476 USD

86.5600 USD

86.6413 USD

86.6860 USD

86.7181 USD

86.7300 USD

86.7365 USD

86.7542 USD

86.7918 USD

86.8194 USD

86.8260 USD

86.8360 USD

86.8825 USD

86.9927 USD

87.0000 USD

87.0057 USD

87.0398 USD

87.1262 USD

87.1567 USD

87.2414 USD

87.2747 USD

87.3633 USD

87.3925 USD

87.4340 USD

87.5196 USD

87.5513 USD

87.5656 USD

87.6300 USD

87.9819 USD

 

 

(b)  Derivatives transactions (other than options transactions)

 

Productname,

e.g. CFD

Natureoftransaction

(Note 5)

Numberofrelevantsecurities

(Note 6)

Priceperunit

(USD)

(Note 4)

Equity Swaps

Long

 

 

 

 

 

Short

878

38,970

34,640

4,330

1,276

 

39

1,111

616

8

86.4574

86.8260

86.8260

86.8261

87.5196

 

85.4200

86.0833

86.7918

87.3925

 

 

(c)  Options transactions in respect of existing relevant securities

 

 

(i)  Writing,   selling, purchasing or varying

 

Productname,

e.g. call option

Writing, selling,purchasing,varyingetc.

Numberofsecurities towhichtheoptionrelates (Note 7)

Exercise price

Type, e.g.American,Europeanetc.

Expiry date

Optionmoney paid/receivedperunit (Note 4)

 

 

 

 

 

 

 

 

 

(ii)  Exercising

 

Productname,

e.g. call option

Numberofsecurities

Exercisepriceper unit (Note 4)

 

 

 

 

 

(d)  Other   dealings   (including   transactions   in   respect   of   new   securities)   (Note   3)

 

Nature of transaction

(Note 7)

Details

Price per unit

(if applicable) (Note 4)

 

 

 

 

Ap29

 

4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities 

under   any   option   referred   to   on   this   form   or   relating   to   the   voting   rights  or future 

acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

 

 

 

 

 

 

 

Is a Supplemental Form 38.5(b) attached?  (Note   8)    YES

 

 

Dateofdisclosure

7 May 2020

Contactname

Alwyn Basch

Telephone number

020 7742 7407

Name of offeree/offeror with which connected

Allergan plc

Nature of connection (Note 9)

Financial Advisor to Allergan plc

 

 

 

 

 

 

 

Ap31

 

 

SUPPLEMENTAL   FORM   38.5(b)

 

 

 

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS   OF OPEN POSITIONS

 

(This   form   should   be   attached   to   Form   38.5(b))   OPEN POSITIONS  (Note   1)

 

Productname,

e.g. call option

Written orpurchased

Numberofrelevant securitiestowhichtheoptionorderivativerelates

Exercise price (Note 2)

Type, e.g.American,Europeanetc.

Expiry date

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

10,000

6,100

41,200

8,400

11,200

7,200

21,100

2,500

7,900

5,600

2,500

8,500

10,000

100,000

200

50,600

600

2,000

200

15,000

15,000

200

20,000

7,900

9,500

8,500

6,100

18,200

8,400

11,200

7,200

21,100

2,500

4,500

5,600

2,500

100

300

300

1,000

20,000

100

15,000

15,000

100

20,000

102,500

31,300

32,300

16,400

65,000

900

7,000

4,400

45,000

29,100

9,700

8,300

12,300

13,300

1,000

140,000

5,100

9,000

2,800

20,000

15,000

15,000

20,000

102,500

31,300

32,300

11,400

8,900

1,900

4,400

29,100

20,000

1,700

100,000

600

100

3,000

1,100

15,000

15,000

20,000

1,600

1,200

700

1,800

105.00

110.00

85.00

92.50

95.00

100.00

80.00

87.50

90.00

97.50

115.00

105.00

110.00

70.00

85.00

92.50

95.00

100.00

90.00

91.57

95.93

97.50

82.37

95.00

100.00

105.00

110.00

85.00

92.50

95.00

100.00

80.00

87.50

90.00

97.50

115.00

85.00

92.50

95.00

100.00

82.50

90.00

91.57

95.93

97.50

82.37

60.00

65.00

70.00

75.00

77.50

85.00

72.50

67.50

80.00

55.00

60.00

65.00

70.00

75.00

77.50

82.50

62.50

72.50

67.50

80.00

78.49

82.85

78.35

60.00

65.00

70.00

75.00

77.50

72.50

67.50

55.00

60.00

65.00

70.00

75.00

77.50

72.50

67.50

78.49

82.85

78.35

75.00

77.50

72.50

80.00

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

19JUN20

19JUN20

19JUN20

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19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

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15JAN21

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18SEP20

18SEP20

19JUN20

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15JAN21

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18SEP20

18SEP20

18SEP20

18SEP20

 

 

 

 

Notes

 

1.  Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

 

2.  For all prices and other monetary amounts, the currency must be stated.

 

For full details of disclosure requirements, see Rules 8 and

38.5 of the Rules. If in doubt, consult the Panel.

 

 


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