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Monday 11 May, 2020

JP Morgan Sec LLC

AbbVie Inc. 38.5(b) Amendment

RNS Number : 3547M
J.P. Morgan Securities LLC
08 May 2020
 

Ap27

 

 

AMENDMENT

FORM   38.5(b)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 

1.  KEY   INFORMATION

 

Nameofexemptprincipaltrader

J.P Morgan Securities LLC

Companydealtin

AbbVie Inc.

Classofrelevantsecuritytowhichthe dealingsbeingdisclosedrelate (Note 1)

Common stock

Date of dealing

7 May 2020

 

2.  INTERESTS AND SHORT POSITIONS

 

(a)  Interests   and   short   positions   (following   dealing)   in   the   class   of   relevant   security   dealt   in   (Note   2)

 


Short


Number


(%)

Number


(%)

(1)Relevantsecurities

   10,776,453  0.73

 3,734,069  0.25

(2) Derivatives (other than options)

 5,836,963  0.40

 8,163,628  0.55

(3)Optionsandagreementstopurchase/sell

 767,000  0.05

 773,100  0.05

Total

 17,380,416  1.18

 12,670,797  0.85

 

 

(b)  Interests and short positions in relevant securities of the company, other than the class dealt in  (Note   2)

 

Classofrelevantsecurity:

Short


Number


(%)

Number


(%)

(1)Relevantsecurities



(2) Derivatives (other than options)



(3)Optionsandagreementstopurchase/sell



Total




Ap28

 

 

3.  DEALINGS  (Note   3)

 

(a)  Purchases and sales

 

Purchase/sale

Numberofrelevantsecurities

Priceperunit (Note 4)

Sale (Borrow Return)

 

Purchases

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sales

87,800

 

900

2

102

102

402

2

12,530

14,349

7,971

2

4,308

8,273

11,269

25,000

51

15

100

13

100

5

25

20

114

221

650

45,012

100

9,029

19,215

10

200

40

300

500

88

21

1,900

500

50

360

66

100

50

50

11

66

2,596

102

20

2,410

200

108

25

87

200

44

54

3,756

17

2,495

600

200

27

4

47

300

60

7

31

20

4,634

133

21

17

2,395

22

3

1,882

114

3,600

450

60

103

2

3

47

20

50

5

16

57

5

2

1,367

5

41

2

40

1,244

49

9,466

2

2,372

2

28,600

3,670

17

4

2

55

8,769

2

2

2

4

35

11

2

6

23

378

33

13

72

3,346

4

3

299

20

2

2

2

18

2

1

2

471

116

300

430

 

100

63

20

60

100

776

34,593

100

2

42

100

100

2

186

100

100

100

100

100

74

33

80

100

75

100

2,372

100

28,600

2

75

1,100

300

9,400

75

600

35,019

25

500

100

102

300

75

1,790

1

1

100

46,700

100

300

1,800

75

100

4

5,200

2,800

1,900

100

301

100

100

11,349

300

100

3,131

100

500

1,586

6,100

3,698

2,100

400

200

600

1,300

471

100

130

430

100

3

197

NA

 

83.7575 USD

83.8200 USD

83.8300 USD

83.8400 USD

83.8500 USD

83.8700 USD

83.8770 USD

83.8959 USD

83.9068 USD

83.9200 USD

83.9347 USD

83.9509 USD

83.9565 USD

84.0050 USD

84.1012 USD

84.1100 USD

84.1200 USD

84.1786 USD

84.1850 USD

84.1857 USD

84.1865 USD

84.1970 USD

84.2000 USD

84.2045 USD

84.2188 USD

84.2200 USD

84.2234 USD

84.2297 USD

84.2405 USD

84.2520 USD

84.2550 USD

84.2552 USD

84.2600 USD

84.2660 USD

84.2670 USD

84.2690 USD

84.2700 USD

84.2740 USD

84.2803 USD

84.2809 USD

84.2836 USD

84.2839 USD

84.2866 USD

84.2908 USD

84.2927 USD

84.2947 USD

84.2986 USD

84.3000 USD

84.3018 USD

84.3034 USD

84.3078 USD

84.3100 USD

84.3177 USD

84.3300 USD

84.3400 USD

84.3441 USD

84.3488 USD

84.3505 USD

84.3629 USD

84.3631 USD

84.3667 USD

84.3694 USD

84.3700 USD

84.3800 USD

84.3864 USD

84.3867 USD

84.3868 USD

84.3900 USD

84.3903 USD

84.3937 USD

84.3948 USD

84.4015 USD

84.4038 USD

84.4059 USD

84.4065 USD

84.4113 USD

84.4200 USD

84.4235 USD

84.4395 USD

84.4497 USD

84.4499 USD

84.4590 USD

84.4600 USD

84.4700 USD

84.4900 USD

84.4928 USD

84.4964 USD

84.5025 USD

84.5100 USD

84.5125 USD

84.5378 USD

84.5699 USD

84.5700 USD

84.6089 USD

84.6515 USD

84.7061 USD

84.7300 USD

84.8393 USD

84.8496 USD

84.8700 USD

84.8872 USD

84.8900 USD

84.9020 USD

84.9300 USD

84.9511 USD

84.9621 USD

84.9712 USD

84.9800 USD

84.9850 USD

85.0136 USD

85.0140 USD

85.0400 USD

85.0500 USD

85.0600 USD

85.0800 USD

85.1040 USD

85.1218 USD

85.1300 USD

85.1433 USD

85.1635 USD

85.1806 USD

85.3115 USD

85.3146 USD

85.3719 USD

85.3843 USD

85.3900 USD

85.4100 USD

85.4267 USD

85.4710 USD

85.5000 USD

85.5100 USD

85.5600 USD

85.6506 USD

85.7300 USD

85.8500 USD

85.8900 USD

86.0139 USD

86.0845 USD

86.1700 USD

86.2065 USD

 

83.8570 USD

83.9521 USD

84.0844 USD

84.1900 USD

84.2012 USD

84.2023 USD

84.2200 USD

84.2234 USD

84.2600 USD

84.2604 USD

84.2712 USD

84.3078 USD

84.3135 USD

84.3142 USD

84.3426 USD

84.3703 USD

84.4015 USD

84.4275 USD

84.4327 USD

84.4944 USD

84.4968 USD

84.5334 USD

84.7051 USD

84.8181 USD

84.8990 USD

84.9020 USD

84.9091 USD

84.9511 USD

84.9850 USD

85.0048 USD

85.0350 USD

85.0450 USD

85.0665 USD

85.0908 USD

85.0950 USD

85.1011 USD

85.1061 USD

85.1100 USD

85.1450 USD

85.1500 USD

85.1650 USD

85.2400 USD

85.2422 USD

85.4000 USD

85.4300 USD

85.4435 USD

85.4950 USD

85.5109 USD

85.5250 USD

85.5400 USD

85.5498 USD

85.5772 USD

85.6250 USD

85.6447 USD

85.6502 USD

85.6566 USD

85.6668 USD

85.6700 USD

85.6737 USD

85.6778 USD

85.6811 USD

85.6850 USD

85.6907 USD

85.6914 USD

85.6977 USD

85.7000 USD

85.7003 USD

85.7005 USD

85.7022 USD

85.7100 USD

85.7150 USD

85.7200 USD

85.7300 USD

85.7750 USD

86.0139 USD

86.0537 USD

86.1062 USD

86.2065 USD

86.2400 USD

86.2500 USD

86.2550 USD

 

 

(b)  Derivatives transactions (other than options transactions)

 

Productname,

e.g. CFD

Natureoftransaction

(Note 5)

Numberofrelevantsecurities

(Note 6)

Priceperunit

(USD)

(Note 4)

Equity Swaps

Long

 

Short

430

 

39

100

2,372

28,600

2

471

86.2065

 

84.2200

84.2234

84.9020

84.9511

84.9850

86.0139

 

 

(c)  Options transactions in respect of existing relevant securities

 

 

(i)  Writing,   selling, purchasing or varying

 

Productname,

e.g. call option

Writing, selling,purchasing,varyingetc.

Numberofsecurities towhichtheoptionrelates (Note 7)

Exercise price

Type, e.g.American,Europeanetc.

Expiry date

Optionmoney paid/receivedperunit (Note 4)








 

 

(ii)  Exercising

 

Productname,

e.g. call option

Numberofsecurities

Exercisepriceper unit (Note 4)




 

 

(d)  Other   dealings   (including   transactions   in   respect   of   new   securities)   (Note   3)

 

Nature of transaction

(Note 7)

Details

Price per unit

(if applicable) (Note 4)





Ap29

 

4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

 

 

 

 

 

 

 

Is a Supplemental Form 38.5(b) attached?  (Note   8)    YES

 

 

Dateofdisclosure

8 May 2020

Contactname

Alwyn Basch

Telephone number

020 7742 7407

Name of offeree/offeror with which connected

Allergan plc

Nature of connection (Note 9)

Financial Advisor to Allergan plc

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Ap31

 

 

SUPPLEMENTAL   FORM   38.5(b)

 

 

 

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS   OF OPEN POSITIONS

 

(This   form   should   be   attached   to   Form   38.5(b))   OPEN POSITIONS  (Note   1)

 

Productname,

e.g. call option

Written orpurchased

Numberofrelevant securitiestowhichtheoptionorderivativerelates

Exercise price (Note 2)

Type, e.g.American,Europeanetc.

Expiry date

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

10,000

6,100

41,200

8,400

11,200

7,200

21,100

2,500

7,900

5,600

2,500

8,500

10,000

100,000

200

50,600

600

2,000

200

15,000

15,000

200

20,000

7,900

9,500

8,500

6,100

18,200

8,400

11,200

7,200

21,100

2,500

4,500

5,600

2,500

100

300

300

1,000

20,000

100

15,000

15,000

100

20,000

102,500

31,300

32,300

16,400

65,000

900

7,000

4,400

45,000

29,100

9,700

8,300

12,300

13,300

1,000

140,000

5,100

9,000

2,800

20,000

15,000

15,000

20,000

102,500

31,300

32,300

11,400

8,900

1,900

4,400

29,100

20,000

1,700

100,000

600

100

3,000

1,100

15,000

15,000

20,000

1,600

1,200

700

1,800

105.00

110.00

85.00

92.50

95.00

100.00

80.00

87.50

90.00

97.50

115.00

105.00

110.00

70.00

85.00

92.50

95.00

100.00

90.00

91.57

95.93

97.50

82.37

95.00

100.00

105.00

110.00

85.00

92.50

95.00

100.00

80.00

87.50

90.00

97.50

115.00

85.00

92.50

95.00

100.00

82.50

90.00

91.57

95.93

97.50

82.37

60.00

65.00

70.00

75.00

77.50

85.00

72.50

67.50

80.00

55.00

60.00

65.00

70.00

75.00

77.50

82.50

62.50

72.50

67.50

80.00

78.49

82.85

78.35

60.00

65.00

70.00

75.00

77.50

72.50

67.50

55.00

60.00

65.00

70.00

75.00

77.50

72.50

67.50

78.49

82.85

78.35

75.00

77.50

72.50

80.00

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

18SEP20

18SEP20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

18SEP20

18SEP20

18SEP20

18SEP20

 

 

 

 

Notes

 

1.  Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

 

2.  For all prices and other monetary amounts, the currency must be stated.

 

For full details of disclosure requirements, see Rules 8 and

38.5 of the Rules. If in doubt, consult the Panel.

 

 


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