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Wednesday 29 April, 2020

JP Morgan Sec LLC

AbbVie Inc. 38.5(b)

RNS Number : 3292L
J.P. Morgan Securities LLC
29 April 2020
 

Ap27

 

 

FORM   38.5(b)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, 

OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 

1.  KEY   INFORMATION

 

Nameofexemptprincipaltrader

J.P Morgan Securities LLC

Companydealtin

AbbVie Inc.

Classofrelevantsecuritytowhichthe dealingsbeingdisclosedrelate (Note 1)

Common stock

Date of dealing

28 April 2020

 

2.  INTERESTS AND SHORT POSITIONS

 

(a)  Interests   and   short   positions   (following   dealing)   in   the   class   of   relevant   security   dealt   in   (Note   2)

 

 

Long

Short

 

Number

 

(%)

Number

 

(%)

  12,134,146  0.82

 4,297,206  0.29

(2) Derivatives (other than options)

 6,056,910  0.41

 7,736,678  0.52

(3)Optionsandagreementstopurchase/sell

 756,700  0.05

 758,000  0.05

Total

  18,947,756  1.28

 12,791,884  0.86

             

 

 

(b)  Interests and short positions in relevant securities of the company, other than the class dealt in  (Note   2)

 

Classofrelevantsecurity:

Long

Short

 

Number

 

(%)

Number

 

(%)

 

 

(2) Derivatives (other than options)

 

 

(3)Optionsandagreementstopurchase/sell

 

 

Total

 

 

             

 

Ap28

 

 

3.  DEALINGS  (Note   3)

 

(a)  Purchases and sales

 

Purchase/sale

Numberofrelevantsecurities

Priceperunit (Note 4)

Purchases

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sales

99

120

100

83

57

202

1,634

100

200

400

700

200

24

100

15

50

33

23,763

66

2,999

17

12

1,333

400

18

1

1

700

14

69

9

7

87

1,200

29

17

400

2

511

286

37

40

400

389

12

100

7

1

400

1

34

400

1

2,043

600

43

2

818

6

70

300

50

200

1

73

361

18

15

109

32

600

19

20

326

200

66

28

21

32

34

356

2

292

2

100

100

74

400

60

78

35

100

2

19

9

400

1,646

48

187

1

200

69

33

10

1

71

45

99

17

400

3

100

32

300

63

5

156

100

3

74

1

37

2

50

2

29

1

93

20

100

201

600

1

1,132

34

28

100

52

13

11

76

300

1

51

100

2

1

1

1

100

1

57

3

6

20

61

1

2

1

17

1

1

1

10

1

3

1

1

65

1

1

1

97

1

36

41

66

2

53

9

35

56

2

2

25

6

1

200

293

1

49

2

800

2

11,071

100

1,100

4,600

21

13

500

600

22

300

800

600

70

262

73

73

587

1

399

600

1,200

6,787

4,000

100

 

2,000

5

14,046

112

366

131

41

11,071

73

6,787

82.5168 USD

82.5174 USD

82.6100 USD

82.6200 USD

82.6800 USD

82.7000 USD

82.7062 USD

82.7100 USD

82.7200 USD

82.7225 USD

82.7243 USD

82.7250 USD

82.7289 USD

82.7300 USD

82.7400 USD

82.7556 USD

82.7570 USD

82.7600 USD

82.7651 USD

82.7657 USD

82.7700 USD

82.7706 USD

82.7734 USD

82.7975 USD

82.8000 USD

82.8200 USD

82.8300 USD

82.8943 USD

82.9071 USD

82.9429 USD

82.9600 USD

82.9629 USD

82.9630 USD

82.9650 USD

82.9962 USD

83.0069 USD

83.0075 USD

83.0100 USD

83.0171 USD

83.0186 USD

83.0205 USD

83.0213 USD

83.0325 USD

83.0401 USD

83.0475 USD

83.0600 USD

83.0671 USD

83.0800 USD

83.1125 USD

83.1200 USD

83.1249 USD

83.1250 USD

83.1300 USD

83.1415 USD

83.1417 USD

83.1435 USD

83.1450 USD

83.1515 USD

83.1639 USD

83.1700 USD

83.1727 USD

83.1738 USD

83.1750 USD

83.1900 USD

83.1960 USD

83.2010 USD

83.2228 USD

83.2300 USD

83.2400 USD

83.2402 USD

83.2450 USD

83.2500 USD

83.2512 USD

83.2516 USD

83.2550 USD

83.2558 USD

83.2561 USD

83.2600 USD

83.2644 USD

83.2800 USD

83.2851 USD

83.2900 USD

83.2947 USD

83.3000 USD

83.3001 USD

83.3035 USD

83.3073 USD

83.3075 USD

83.3136 USD

83.3274 USD

83.3291 USD

83.3299 USD

83.3300 USD

83.3400 USD

83.3428 USD

83.3475 USD

83.3542 USD

83.3555 USD

83.3568 USD

83.3600 USD

83.3687 USD

83.3714 USD

83.3745 USD

83.3798 USD

83.3800 USD

83.3831 USD

83.3854 USD

83.3865 USD

83.3882 USD

83.3898 USD

83.3900 USD

83.3911 USD

83.3918 USD

83.3976 USD

83.3992 USD

83.4000 USD

83.4032 USD

83.4063 USD

83.4100 USD

83.4111 USD

83.4138 USD

83.4154 USD

83.4200 USD

83.4334 USD

83.4400 USD

83.4436 USD

83.4500 USD

83.4516 USD

83.4537 USD

83.4543 USD

83.4600 USD

83.4683 USD

83.4700 USD

83.4718 USD

83.4765 USD

83.4777 USD

83.4858 USD

83.4901 USD

83.4938 USD

83.4951 USD

83.4958 USD

83.5083 USD

83.5100 USD

83.5104 USD

83.5140 USD

83.5300 USD

83.5333 USD

83.5352 USD

83.5405 USD

83.5498 USD

83.5500 USD

83.5508 USD

83.5600 USD

83.5613 USD

83.5614 USD

83.5635 USD

83.5657 USD

83.5700 USD

83.5712 USD

83.5745 USD

83.5746 USD

83.5750 USD

83.5764 USD

83.5859 USD

83.5885 USD

83.5900 USD

83.5903 USD

83.5974 USD

83.5988 USD

83.6000 USD

83.6037 USD

83.6050 USD

83.6055 USD

83.6080 USD

83.6095 USD

83.6100 USD

83.6220 USD

83.6224 USD

83.6262 USD

83.6328 USD

83.6334 USD

83.6336 USD

83.6352 USD

83.6400 USD

83.6424 USD

83.6450 USD

83.6500 USD

83.6506 USD

83.6535 USD

83.6600 USD

83.6623 USD

83.6800 USD

83.6825 USD

83.6900 USD

83.6983 USD

83.7055 USD

83.7909 USD

83.7964 USD

83.8262 USD

83.8962 USD

83.9500 USD

83.9583 USD

83.9702 USD

84.2037 USD

84.4438 USD

84.4900 USD

84.9174 USD

85.0600 USD

85.3600 USD

85.3651 USD

85.5373 USD

85.6400 USD

85.6450 USD

85.6600 USD

85.6642 USD

85.6716 USD

85.6980 USD

85.7700 USD

 

82.6225 USD

82.6900 USD

82.7600 USD

82.9000 USD

82.9013 USD

83.3800 USD

83.6100 USD

83.6983 USD

85.3651 USD

85.6716 USD

 

 

(b)  Derivatives transactions (other than options transactions)

 

Productname,

e.g. CFD

Natureoftransaction

(Note 5)

Numberofrelevantsecurities

(Note 6)

Priceperunit

(Note 4)

Equity Swaps

Short

11,071

73

6,787

83.6983 USD

85.3651 USD

85.6716 USD

 

 

(c)  Options transactions in respect of existing relevant securities

 

 

(i)  Writing,   selling, purchasing or varying

 

Productname,

e.g. call option

Writing, selling,purchasing,varyingetc.

Numberofsecurities towhichtheoptionrelates (Note 7)

Exercise price

Type, e.g.American,Europeanetc.

Expiry date

Optionmoney paid/receivedperunit (Note 4)

 

 

 

 

 

 

 

 

 

(ii)  Exercising

 

Productname,

e.g. call option

Numberofsecurities

Exercisepriceper unit (Note 4)

 

 

 

 

 

(d)  Other   dealings   (including   transactions   in   respect   of   new   securities)   (Note   3)

 

Nature of transaction

(Note 7)

Details

Price per unit

(if applicable) (Note 4)

 

 

 

 

Ap29

 

4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and 

any   other   person   relating   to   the   voting   rights   of   any   relevant   securities   under   any   option   referred   to  

on   this   form   or   relating   to   the   voting   rights  or future acquisition or disposal of any relevant securities 

to which any derivative referred to on this form is referenced. If none, this should be stated.

 

 

 

 

 

 

 

 

Is a Supplemental Form 38.5(b) attached?  (Note   8)    YES

 

 

Dateofdisclosure

29 April 2020

Contactname

Alwyn Basch

Telephone number

020 7742 7407

Name of offeree/offeror with which connected

Allergan plc

Nature of connection (Note 9)

Financial Advisor to Allergan plc

 

 

 

 

 

 

Ap31

 

 

SUPPLEMENTAL   FORM   38.5(b)

 

 

 

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS   OF OPEN POSITIONS

 

(This   form   should   be   attached   to   Form   38.5(b))   OPEN POSITIONS  (Note   1)

 

Productname,

e.g. call option

Written orpurchased

Numberofrelevant securitiestowhichtheoptionorderivativerelates

Exercise price (Note 2)

Type, e.g.American,Europeanetc.

Expiry date

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

10,000

6,100

41,200

8,400

11,200

7,200

21,100

2,500

7,900

5,600

2,500

8,500

10,000

100,000

50,000

15,000

15,000

20,000

7,900

9,500

8,500

6,100

18,200

8,400

11,200

7,200

21,100

2,500

4,500

5,600

2,500

20,000

15,000

15,000

20,000

102,500

31,300

32,300

16,400

65,000

900

7,000

4,400

45,000

29,100

9,700

4,900

12,100

12,100

800

140,000

5,100

3,000

600

20,000

15,000

15,000

20,000

102,500

31,300

32,300

11,400

8,900

1,900

4,400

29,100

20,000

100,000

15,000

15,000

20,000

1,600

1,200

700

1,800

105.00

110.00

85.00

92.50

95.00

100.00

80.00

87.50

90.00

97.50

115.00

105.00

110.00

70.00

92.50

91.57

95.93

82.37

95.00

100.00

105.00

110.00

85.00

92.50

95.00

100.00

80.00

87.50

90.00

97.50

115.00

82.50

91.57

95.93

82.37

60.00

65.00

70.00

75.00

77.50

85.00

72.50

67.50

80.00

55.00

60.00

65.00

70.00

75.00

77.50

82.50

62.50

72.50

67.50

80.00

78.49

82.85

78.35

60.00

65.00

70.00

75.00

77.50

72.50

67.50

55.00

60.00

70.00

78.49

82.85

78.35

75.00

77.50

72.50

80.00

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

18SEP20

18SEP20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

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15JAN21

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19JUN20

19JUN20

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19JUN20

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19JUN20

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15JAN21

15JAN21

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15JAN21

15JAN21

15JAN21

15JAN21

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15JAN21

15JAN21

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19JUN20

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19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

18SEP20

18SEP20

18SEP20

18SEP20

 

 

 

 

Notes

 

1.  Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

 

2.  For all prices and other monetary amounts, the currency must be stated.

 

For full details of disclosure requirements, see Rules 8 and

38.5 of the Rules. If in doubt, consult the Panel.

 

 


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END
 
 
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