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Monday 11 May, 2020

JP Morgan Sec LLC

AbbVie Inc 38.5(b)

RNS Number : 5052M
J.P. Morgan Securities LLC
11 May 2020
 

Ap27

 

 

FORM   38.5(b)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED 
INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 

1.  KEY   INFORMATION

 

Nameofexemptprincipaltrader

J.P Morgan Securities LLC

Companydealtin

AbbVie Inc.

Classofrelevantsecuritytowhichthe dealingsbeingdisclosedrelate (Note 1)

Common stock

Date of dealing

8 May 2020

 

2.  INTERESTS AND SHORT POSITIONS

 

(a)  Interests   and   short   positions   (following   dealing)   in   the   class   of   relevant   security   dealt   in   (Note   2)

 

 

Long

Short

 

Number

 

(%)

Number

 

(%)

  10,837,648  0.73

 7,929,562  0.54

(2) Derivatives (other than options)

 5,831,941  0.39

 8,166,266  0.55

(3)Optionsandagreementstopurchase/sell

 767,000  0.05

 773,100  0.05

Total

  17,436,589  1.17

 16,868,928  1.14

             

 

 

(b)  Interests and short positions in relevant securities of the company, other than the class dealt in  (Note   2)

 

Classofrelevantsecurity:

Long

Short

 

Number

 

(%)

Number

 

(%)

 

 

(2) Derivatives (other than options)

 

 

(3)Optionsandagreementstopurchase/sell

 

 

Total

 

 

             

 

Ap28

 

 

3.  DEALINGS  (Note   3)

 

(a)  Purchases and sales

 

Purchase/sale

Numberofrelevantsecurities

Priceperunit (Note 4)

Purchase (New Borrow)

 

Purchases

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sales

89,400

 

50

100

4,042

7,450

3,900

20,733

2,615

501

825

1,400

1,003

50

4,339

200

71

1,176

1,850

1,772

28,479

1,300

33

300

100

100

33

100

2,300

20

25

6

6

50

20

25

25

50,867

3,202

100

98

100

200

900

10

57

97

241

2

100

3,982

2,552

 

491

100

30

100

300

20

100

30,880

625

100

133

3

9,679

17

17,245

40

100

2,400

37,794

1

39,798

38,453

19,493

573

1,092

140

30

1,801

2,599

28,716

20,733

17,377

3

31,637

1,984

26,882

100

33

200

100

1,410

100

34,768

100

1

78

200

39,093

700

300

26,289

25

803

1,800

925

10,716

50

100

246

5,268

100

100

247

500,000

1

699

3

400

700

9,500

300

7

100

100

300

22,660

2

2

100

7

300

5

176

2,734

900

22

5,800

24

4

600

300

300

149

300

6,854

300

128

44

300

100

700

82,109

600

818

157

7,302

300

300

600

2,629

600

4

25

300

300

14,876

601

558

300

5,500

1,428

100

22,776

4

1,680

3,273

100

163

53

749

104

36

2,128

1,300

67

800

100

22,773

1,128

300

5,076

11

1,300

58

28,630

937

902

68

56

55

2,269

900

98

300

112

100

700

7,169

600

100

5,754

4,118

910

2,800

6,523

400

36

41

52

861

10

2

200

3

1

9

25

50

200

7,800

30,081

15,672

9,517

1,097

17,832

900

200

602

2

52

17,020

11,974

600

100

16,616

59,553

100

16,400

100

44,009

1

25

3,612

33

23,160

1,191,857

33

1,471,979

39,075

200

16,450

35,600

32

14

10

100

100

600

399

16,744

22,778

20,153

241

1

300

10,357

3,401

396

1

2,552

2,155

NA

 

82.5000 USD

82.9500 USD

82.9830 USD

82.9898 USD

82.9918 USD

82.9934 USD

82.9943 USD

82.9961 USD

83.0000 USD

83.0400 USD

83.3619 USD

83.4000 USD

83.4308 USD

83.4500 USD

83.4600 USD

83.4641 USD

83.4695 USD

83.4728 USD

83.4985 USD

83.5428 USD

83.5481 USD

83.5550 USD

83.5700 USD

83.5800 USD

83.5842 USD

83.5906 USD

83.5913 USD

83.5987 USD

83.6374 USD

83.6411 USD

83.6502 USD

83.8643 USD

83.9064 USD

83.9132 USD

83.9285 USD

83.9600 USD

83.9666 USD

83.9700 USD

84.0000 USD

84.0800 USD

84.0900 USD

84.0911 USD

84.1400 USD

84.1800 USD

84.1900 USD

84.2200 USD

84.2500 USD

84.2700 USD

84.4200 USD

84.9156 USD

 

82.5281 USD

82.6700 USD

82.7408 USD

82.7700 USD

82.8050 USD

82.8051 USD

82.8100 USD

82.8139 USD

82.8160 USD

82.8200 USD

82.8263 USD

82.8300 USD

82.8337 USD

82.8500 USD

82.8553 USD

82.8619 USD

82.8900 USD

82.8997 USD

82.9029 USD

82.9100 USD

82.9251 USD

82.9330 USD

82.9340 USD

82.9402 USD

82.9405 USD

82.9500 USD

82.9600 USD

82.9834 USD

82.9858 USD

82.9884 USD

82.9934 USD

82.9935 USD

83.0000 USD

83.0107 USD

83.0108 USD

83.0198 USD

83.0200 USD

83.0294 USD

83.0300 USD

83.0400 USD

83.0437 USD

83.0600 USD

83.0678 USD

83.0800 USD

83.1000 USD

83.1100 USD

83.1200 USD

83.1236 USD

83.1286 USD

83.1300 USD

83.1328 USD

83.1340 USD

83.1494 USD

83.1503 USD

83.1529 USD

83.1600 USD

83.1763 USD

83.1800 USD

83.1830 USD

83.1832 USD

83.2000 USD

83.2200 USD

83.2343 USD

83.2500 USD

83.2609 USD

83.2676 USD

83.2700 USD

83.2850 USD

83.3086 USD

83.3127 USD

83.3400 USD

83.3474 USD

83.3500 USD

83.3507 USD

83.3550 USD

83.3611 USD

83.3631 USD

83.3769 USD

83.3844 USD

83.3852 USD

83.3900 USD

83.3909 USD

83.3911 USD

83.3950 USD

83.4000 USD

83.4046 USD

83.4050 USD

83.4068 USD

83.4117 USD

83.4150 USD

83.4200 USD

83.4250 USD

83.4285 USD

83.4300 USD

83.4336 USD

83.4350 USD

83.4367 USD

83.4376 USD

83.4400 USD

83.4409 USD

83.4450 USD

83.4472 USD

83.4500 USD

83.4502 USD

83.4528 USD

83.4541 USD

83.4550 USD

83.4600 USD

83.4650 USD

83.4707 USD

83.4750 USD

83.4755 USD

83.4758 USD

83.4800 USD

83.4850 USD

83.4854 USD

83.4884 USD

83.4900 USD

83.5050 USD

83.5098 USD

83.5177 USD

83.5200 USD

83.5205 USD

83.5225 USD

83.5250 USD

83.5293 USD

83.5300 USD

83.5333 USD

83.5338 USD

83.5340 USD

83.5355 USD

83.5400 USD

83.5426 USD

83.5428 USD

83.5444 USD

83.5463 USD

83.5485 USD

83.5495 USD

83.5496 USD

83.5500 USD

83.5511 USD

83.5522 USD

83.5550 USD

83.5590 USD

83.5608 USD

83.5616 USD

83.5650 USD

83.5754 USD

83.5790 USD

83.5807 USD

83.5849 USD

83.5850 USD

83.5871 USD

83.5900 USD

83.5919 USD

83.6000 USD

83.6050 USD

83.6136 USD

83.6150 USD

83.6300 USD

83.6315 USD

83.6325 USD

83.6366 USD

83.6493 USD

83.6502 USD

83.6508 USD

83.6517 USD

83.6532 USD

83.6645 USD

83.6761 USD

83.6785 USD

83.6872 USD

83.6900 USD

83.6999 USD

83.7000 USD

83.7323 USD

83.7347 USD

83.7385 USD

83.7438 USD

83.7692 USD

83.7735 USD

83.7770 USD

83.8176 USD

83.8192 USD

83.8271 USD

83.8389 USD

83.8450 USD

83.8585 USD

83.8600 USD

83.8700 USD

83.8735 USD

83.8773 USD

83.8850 USD

83.8900 USD

83.9006 USD

83.9253 USD

83.9300 USD

83.9350 USD

83.9367 USD

83.9378 USD

83.9400 USD

83.9441 USD

83.9491 USD

83.9524 USD

83.9551 USD

83.9600 USD

83.9640 USD

83.9723 USD

83.9817 USD

83.9825 USD

83.9850 USD

83.9997 USD

84.0000 USD

84.0359 USD

84.0514 USD

84.1096 USD

84.1200 USD

84.1375 USD

84.1650 USD

84.1789 USD

84.1896 USD

84.1897 USD

84.2200 USD

84.2500 USD

84.3150 USD

84.3346 USD

84.3500 USD

84.8999 USD

84.9100 USD

84.9156 USD

84.9185 USD

 

 

(b)  Derivatives transactions (other than options transactions)

 

Productname,

e.g. CFD

Natureoftransaction

(Note 5)

Numberofrelevantsecurities

(Note 6)

Priceperunit

(USD)

(Note 4)

Equity Swaps

Short

100

1,300

6,259

1

82.9500

83.5429

83.9600

84.2500

 

 

(c)  Options transactions in respect of existing relevant securities

 

 

(i)  Writing,   selling, purchasing or varying

 

Productname,

e.g. call option

Writing, selling,purchasing,varyingetc.

Numberofsecurities towhichtheoptionrelates (Note 7)

Exercise price

Type, e.g.American,Europeanetc.

Expiry date

Optionmoney paid/receivedperunit (Note 4)

 

 

 

 

 

 

 

 

 

(ii)  Exercising

 

Productname,

e.g. call option

Numberofsecurities

Exercisepriceper unit (Note 4)

 

 

 

 

 

(d)  Other   dealings   (including   transactions   in   respect   of   new   securities)   (Note   3)

 

Nature of transaction

(Note 7)

Details

Price per unit

(if applicable) (Note 4)

 

 

 

 

Ap29

 

4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities 

under   any   option   referred   to   on   this   form   or   relating   to   the   voting   rights  or future acquisition 

or disposal of any relevant securities to which any derivative referred to on this form is referenced. 

If   none,   this   should   be   stated.

 

 

 

 

 

 

 

 

Is a Supplemental Form 38.5(b) attached?  (Note   8)    YES

 

 

Dateofdisclosure

11 May 2020

Contactname

Alwyn Basch

Telephone number

020 7742 7407

Name of offeree/offeror with which connected

Allergan plc

Nature of connection (Note 9)

Financial Advisor to Allergan plc

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Ap31

 

 

SUPPLEMENTAL   FORM   38.5(b)

 

 

 

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS   OF OPEN POSITIONS

 

(This   form   should   be   attached   to   Form   38.5(b))   OPEN POSITIONS  (Note   1)

 

Productname,

e.g. call option

Written orpurchased

Numberofrelevant securitiestowhichtheoptionorderivativerelates

Exercise price (Note 2)

Type, e.g.American,Europeanetc.

Expiry date

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Call Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Put Option

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Purchased

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

Written

10,000

6,100

41,200

8,400

11,200

7,200

21,100

2,500

7,900

5,600

2,500

8,500

10,000

100,000

200

50,600

600

2,000

200

15,000

15,000

200

20,000

7,900

9,500

8,500

6,100

18,200

8,400

11,200

7,200

21,100

2,500

4,500

5,600

2,500

100

300

300

1,000

20,000

100

15,000

15,000

100

20,000

102,500

31,300

32,300

16,400

65,000

900

7,000

4,400

45,000

29,100

9,700

8,300

12,300

13,300

1,000

140,000

5,100

9,000

2,800

20,000

15,000

15,000

20,000

102,500

31,300

32,300

11,400

8,900

1,900

4,400

29,100

20,000

1,700

100,000

600

100

3,000

1,100

15,000

15,000

20,000

1,600

1,200

700

1,800

105.00

110.00

85.00

92.50

95.00

100.00

80.00

87.50

90.00

97.50

115.00

105.00

110.00

70.00

85.00

92.50

95.00

100.00

90.00

91.57

95.93

97.50

82.37

95.00

100.00

105.00

110.00

85.00

92.50

95.00

100.00

80.00

87.50

90.00

97.50

115.00

85.00

92.50

95.00

100.00

82.50

90.00

91.57

95.93

97.50

82.37

60.00

65.00

70.00

75.00

77.50

85.00

72.50

67.50

80.00

55.00

60.00

65.00

70.00

75.00

77.50

82.50

62.50

72.50

67.50

80.00

78.49

82.85

78.35

60.00

65.00

70.00

75.00

77.50

72.50

67.50

55.00

60.00

65.00

70.00

75.00

77.50

72.50

67.50

78.49

82.85

78.35

75.00

77.50

72.50

80.00

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

American

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

18SEP20

18SEP20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

19JUN20

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

15JAN21

18SEP20

18SEP20

18SEP20

18SEP20

 

 

 

 

Notes

 

1.  Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

 

2.  For all prices and other monetary amounts, the currency must be stated.

 

For full details of disclosure requirements, see Rules 8 and

38.5 of the Rules. If in doubt, consult the Panel.

 

 


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