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Thursday 30 April, 2020

JP Morgan Sec LLC

Allergan plc 38.5(b)

RNS Number : 5032L
J.P. Morgan Securities LLC
30 April 2020
 

Ap27

 

 

FORM   38.5(b)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED 
INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 

1.  KEY   INFORMATION

 

Nameofexemptprincipaltrader

J.P Morgan Securities LLC

Companydealtin

Allergan plc

Classofrelevantsecuritytowhichthe dealingsbeingdisclosedrelate (Note 1)

Ordinary Share

Date of dealing

29 April 2020

 

2.  INTERESTS AND SHORT POSITIONS

 

(a)  Interests   and   short   positions   (following   dealing)   in   the   class   of   relevant   security   dealt   in   (Note   2)

 

 

Long

Short

 

Number

 

(%)

Number

 

(%)

 5,288,223  1.61

 3,979,343  1.21

(2) Derivatives (other than options)

 3,817,157  1.16

 4,531,691  1.38

(3)Optionsandagreementstopurchase/sell

 305,000  0.09

 0  0.00

Total

 9,410,380  2.86

 8,511,034  2.59

             

 

 

(b)  Interests and short positions in relevant securities of the company, other than the class dealt in  (Note   2)

 

Classofrelevantsecurity:

Long

Short

 

Number

 

(%)

Number

 

(%)

 

 

(2) Derivatives (other than options)

 

 

(3)Optionsandagreementstopurchase/sell

 

 

Total

 

 

             

 

Ap28

 

 

3.  DEALINGS  (Note   3)

 

(a)  Purchases and sales

 

Purchase/sale

Numberofrelevantsecurities

Priceperunit (Note 4)

Purchases

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Sales

86

100

100

100

429

40

75

216

100

200

75

115

251

755

425

1,172

605

13

135

626

300

433

219

1,000

70

1,071

931

972

2,897

1,457

1,664

1,492

50,000

700

1,411

1,227

1,100

26,275

100

397

430

416

1,559

732

677

100

300

566

100

380

1,463

570

300

94

200

13

612

594

258

868

800

573

1,618

747

500

619

841

897

1,458

1,865

724

2,352

1,347

3,306

4,607

2,819

4,924

200

3,972

304

3,800

2,962

4,814

3,155

100

2,967

400

500

3,990

400

100

5,212

5,304

1,476

4,552

74

2,609

3,436

5,966

5,196

4,671

100

1,200

4,356

3,340

3,425

3,159

2,478

1,392

2,538

2,815

100

1,780

1,803

1,131

417

2,237

1,384

1,656

1,964

1,276

893

39

1,267

845

1,245

2,081

1,323

1,270

990

453

1,155

632

1,181

500

 

100

17

10

99

495

200

16

2,657

185

207

6,548

6,746

200

100

50,000

700

153

200

414

25,000

4,056

4,637

4,143

1,329

15,144

200

90

100

783

100

800

457

100

197

4,203

170

100

100

100

1,618

13,002

2,898

63

290

100

100

361

2,475

121

3,534

100

304

1,367

583

2,962

200

321

2,363

10,024

9,398

2,713

100

1,387

100

21,881

200

500

500

101

7,253

100

100

5,304

58

160

100

152

18,319

2,985

399

100

8,793

100

13,028

1,501

2,162

1,173

75

13,659

918

17,583

100

100

100

310

100

100

39

188.7200 USD

188.7300 USD

188.7400 USD

188.7600 USD

188.8000 USD

188.8100 USD

188.8200 USD

188.8300 USD

188.8400 USD

188.8600 USD

188.8800 USD

188.8900 USD

188.9100 USD

188.9300 USD

188.9400 USD

188.9500 USD

188.9600 USD

188.9700 USD

188.9800 USD

188.9900 USD

189.0000 USD

189.0100 USD

189.0200 USD

189.0300 USD

189.0350 USD

189.0400 USD

189.0500 USD

189.0600 USD

189.0700 USD

189.0800 USD

189.0900 USD

189.1000 USD

189.1004 USD

189.1043 USD

189.1100 USD

189.1200 USD

189.1300 USD

189.1400 USD

189.1500 USD

189.1600 USD

189.1700 USD

189.1800 USD

189.1900 USD

189.2000 USD

189.2100 USD

189.2250 USD

189.2500 USD

189.2600 USD

189.2700 USD

189.2800 USD

189.2900 USD

189.3000 USD

189.3100 USD

189.3200 USD

189.3300 USD

189.3400 USD

189.3500 USD

189.3600 USD

189.3700 USD

189.3800 USD

189.3900 USD

189.4000 USD

189.4044 USD

189.4100 USD

189.4200 USD

189.4300 USD

189.4400 USD

189.4500 USD

189.4600 USD

189.4700 USD

189.4800 USD

189.4900 USD

189.5000 USD

189.5100 USD

189.5200 USD

189.5300 USD

189.5400 USD

189.5450 USD

189.5500 USD

189.5550 USD

189.5600 USD

189.5680 USD

189.5700 USD

189.5800 USD

189.5850 USD

189.5900 USD

189.5925 USD

189.5950 USD

189.6000 USD

189.6025 USD

189.6050 USD

189.6100 USD

189.6104 USD

189.6131 USD

189.6200 USD

189.6231 USD

189.6300 USD

189.6400 USD

189.6500 USD

189.6600 USD

189.6700 USD

189.6750 USD

189.6775 USD

189.6800 USD

189.6900 USD

189.7000 USD

189.7100 USD

189.7200 USD

189.7300 USD

189.7400 USD

189.7500 USD

189.7550 USD

189.7600 USD

189.7700 USD

189.7800 USD

189.7900 USD

189.8000 USD

189.8100 USD

189.8200 USD

189.8300 USD

189.8400 USD

189.8500 USD

189.8550 USD

189.8600 USD

189.8700 USD

189.8800 USD

189.8900 USD

189.9000 USD

189.9100 USD

189.9200 USD

189.9300 USD

189.9400 USD

189.9500 USD

189.9600 USD

189.9700 USD

 

188.8600 USD

188.8857 USD

188.8900 USD

188.9600 USD

188.9654 USD

188.9800 USD

189.0300 USD

189.0402 USD

189.0408 USD

189.0458 USD

189.0468 USD

189.0723 USD

189.0800 USD

189.1000 USD

189.1004 USD

189.1043 USD

189.1079 USD

189.1200 USD

189.1353 USD

189.1400 USD

189.1506 USD

189.1614 USD

189.1638 USD

189.1712 USD

189.1783 USD

189.1800 USD

189.1900 USD

189.2100 USD

189.2205 USD

189.2250 USD

189.2361 USD

189.2376 USD

189.2600 USD

189.2900 USD

189.3258 USD

189.3265 USD

189.3300 USD

189.3900 USD

189.4000 USD

189.4044 USD

189.4075 USD

189.4668 USD

189.4700 USD

189.4755 USD

189.4900 USD

189.5100 USD

189.5146 USD

189.5402 USD

189.5436 USD

189.5496 USD

189.5500 USD

189.5550 USD

189.5561 USD

189.5592 USD

189.5680 USD

189.5700 USD

189.5703 USD

189.5724 USD

189.5733 USD

189.5742 USD

189.5786 USD

189.5800 USD

189.5802 USD

189.5850 USD

189.5858 USD

189.5900 USD

189.5940 USD

189.5950 USD

189.6000 USD

189.6045 USD

189.6050 USD

189.6100 USD

189.6104 USD

189.6150 USD

189.6200 USD

189.6300 USD

189.6496 USD

189.6545 USD

189.6547 USD

189.6570 USD

189.6600 USD

189.6630 USD

189.6750 USD

189.6765 USD

189.6771 USD

189.6974 USD

189.7024 USD

189.7100 USD

189.7117 USD

189.7438 USD

189.7471 USD

189.7550 USD

189.7700 USD

189.7800 USD

189.7887 USD

189.7900 USD

189.8000 USD

189.8550 USD

 

 

(b)  Derivatives transactions (other than options transactions)

 

Productname,

e.g. CFD

Natureoftransaction

(Note 5)

Numberofrelevantsecurities

(Note 6)

Priceperunit

(USD)

#(Note 4)

Equity Swaps

Long

50,000

46

1,618

189.1004

189.2900

189.4002

 

 

(c)  Options transactions in respect of existing relevant securities

 

 

(i)  Writing,   selling, purchasing or varying

 

Productname,

e.g. call option

Writing, selling,purchasing,varyingetc.

Numberofsecurities towhichtheoptionrelates (Note 7)

Exercise price

Type, e.g.American,Europeanetc.

Expiry date

Optionmoney paid/receivedperunit (Note 4)

 

 

 

 

 

 

 

 

 

(ii)  Exercising

 

Productname,

e.g. call option

Numberofsecurities

Exercisepriceper unit (Note 4)

 

 

 

 

 

(d)  Other   dealings   (including   transactions   in   respect   of   new   securities)   (Note   3)

 

Nature of transaction

(Note 7)

Details

Price per unit

(if applicable) (Note 4)

 

 

 

 

Ap29

 

4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities 

under   any   option   referred   to   on   this   form   or   relating   to   the   voting   rights  or future acquisition 

or disposal of any relevant securities to which any derivative referred to on this form is referenced. 

If   none,   this   should   be   stated.

 

 

 

 

 

 

 

 

Is a Supplemental Form 38.5(b) attached?  (Note   8)    YES

 

 

Dateofdisclosure

30 April 2020

Contactname

Alwyn Basch

Telephone number

020 7742 7407

Name of offeree/offeror with which connected

Allergan plc

Nature of connection (Note 9)

Financial Advisor to Allergan plc

 

 

 

 

 

Ap31

 

 

SUPPLEMENTAL   FORM   38.5(b)

 

 

 

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS   OF OPEN POSITIONS

 

(This   form   should   be   attached   to   Form   38.5(b))   OPEN POSITIONS  (Note   1)

 

Productname,

e.g. call option

Written orpurchased

Numberofrelevant securitiestowhichtheoptionorderivativerelates

Exercise price (Note 2)

Type, e.g.American,Europeanetc.

Expiry date

Put Option

Put Option

Written

Written

300,000

5,000

150.00

140.00

American

American

19JUN20

19JUN20

 

 

 

 

Notes

 

1.  Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

 

2.  For all prices and other monetary amounts, the currency must be stated.

 

For full details of disclosure requirements, see Rules 8 and

38.5 of the Rules. If in doubt, consult the Panel.

 

 


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