Information  X 
Enter a valid email address
  Print      Mail a friend       More announcements

Wednesday 06 May, 2020

JP Morgan Sec LLC

Allergan plc 38.5(b)

RNS Number : 1382M
J.P. Morgan Securities LLC
06 May 2020
 

Ap27

 

 

FORM   38.5(b)

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED 
INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

 

 

1.  KEY   INFORMATION

 

Nameofexemptprincipaltrader

J.P Morgan Securities LLC

Companydealtin

Allergan plc

Classofrelevantsecuritytowhichthe dealingsbeingdisclosedrelate (Note 1)

Ordinary Share

Date of dealing

5 May 2020

 

2.  INTERESTS AND SHORT POSITIONS

 

(a)  Interests   and   short   positions   (following   dealing)   in   the   class   of   relevant   security   dealt   in   (Note   2)

 

 

Long

Short

 

Number

 

(%)

Number

 

(%)

 4,803,963  1.46

 3,466,560  1.05

(2) Derivatives (other than options)

 3,821,188  1.16

 4,240,885  1.29

(3)Optionsandagreementstopurchase/sell

 305,000  0.09

 0  0.00

Total

 8,930,151  2.71

 7,707,445  2.34

             

 

 

(b)  Interests and short positions in relevant securities of the company, other than the class dealt in  (Note   2)

 

Classofrelevantsecurity:

Long

Short

 

Number

 

(%)

Number

 

(%)

 

 

(2) Derivatives (other than options)

 

 

(3)Optionsandagreementstopurchase/sell

 

 

Total

 

 

             

 

Ap28

 

 

3.  DEALINGS  (Note   3)

 

(a)  Purchases and sales

 

Purchase/sale

Numberofrelevantsecurities

Priceperunit (Note 4)

Purchases

 

 

 

 

 

 

 

 

 

Sales

39,913

330

3,500

83

141

63

100

6,000

1

 

200

3,916

2,758

270

1,000

3,336

4,400

12,418

7,641

400

74

3,670

119

111

330

200

2

100

5,969

106

557

1,300

4,901

115

115

24

108

190

835

172

11

13,102

90

84

2,397

2,900

2,895

2,266

100

402

3,114

80

1,114

667

515

549

3,239

5,544

4,205

43

100

598

200

100

100

34

752

200

190

100

3,500

2,180

2,119

444

14,296

600

40

16

2,190

1,650

7,756

3,994

3,212

2,357

5,647

515

307

118

146

2,920

100

653

100

193

45

100

1,546

100

2,275

3,955

1,978

2,463

2

529

470

4,553

373

250

23

5,618

2,778

5,132

5,530

3,379

90

100

5,506

38

857

275

582

100

2,329

6,000

904

405

100

372

4,000

2,416

97

390

200

200

1,000

189.5500 USD

190.8685 USD

192.3839 USD

192.7800 USD

192.8793 USD

192.8800 USD

192.9450 USD

193.3600 USD

193.4500 USD

 

189.4400 USD

189.7114 USD

189.7675 USD

190.0000 USD

190.1770 USD

190.2169 USD

190.3136 USD

190.3567 USD

190.4348 USD

190.5850 USD

190.7334 USD

190.7977 USD

190.8452 USD

190.8500 USD

190.8685 USD

190.9200 USD

191.2200 USD

191.2400 USD

191.2577 USD

191.2586 USD

191.2759 USD

191.3123 USD

191.3258 USD

191.3300 USD

191.4500 USD

191.4533 USD

191.4546 USD

191.4647 USD

191.4878 USD

191.4883 USD

191.5100 USD

191.5112 USD

191.5300 USD

191.5400 USD

191.5497 USD

191.5838 USD

191.6082 USD

191.6244 USD

191.6800 USD

191.6896 USD

191.7054 USD

191.7100 USD

191.7159 USD

191.8882 USD

191.9343 USD

191.9508 USD

191.9625 USD

191.9848 USD

191.9897 USD

192.0502 USD

192.1400 USD

192.1822 USD

192.2000 USD

192.2300 USD

192.2500 USD

192.2550 USD

192.2760 USD

192.2900 USD

192.3000 USD

192.3100 USD

192.3839 USD

192.4073 USD

192.4269 USD

192.4279 USD

192.4470 USD

192.4567 USD

192.4600 USD

192.4900 USD

192.5251 USD

192.5479 USD

192.5661 USD

192.5738 USD

192.5850 USD

192.5929 USD

192.6012 USD

192.6040 USD

192.6379 USD

192.6534 USD

192.6821 USD

192.7483 USD

192.7700 USD

192.7800 USD

192.7840 USD

192.7906 USD

192.8300 USD

192.8500 USD

192.8680 USD

192.9000 USD

192.9547 USD

192.9584 USD

192.9615 USD

192.9694 USD

192.9700 USD

192.9773 USD

193.0076 USD

193.0124 USD

193.0213 USD

193.0449 USD

193.0900 USD

193.1290 USD

193.1341 USD

193.1426 USD

193.1532 USD

193.1572 USD

193.1700 USD

193.1800 USD

193.1816 USD

193.2100 USD

193.2401 USD

193.2645 USD

193.2722 USD

193.3100 USD

193.3437 USD

193.3600 USD

193.3646 USD

193.3736 USD

193.4100 USD

193.4327 USD

193.4728 USD

193.5175 USD

193.5300 USD

193.5400 USD

193.5675 USD

193.5950 USD

193.6192 USD

 

 

(b)  Derivatives transactions (other than options transactions)

 

Productname,

e.g. CFD

Natureoftransaction

(Note 5)

Numberofrelevantsecurities

(Note 6)

Priceperunit

(Note 4)

Equity Swaps

Long

330

3,500

190.8685 USD

192.3839 USD

 

 

(c)  Options transactions in respect of existing relevant securities

 

 

(i)  Writing,   selling, purchasing or varying

 

Productname,

e.g. call option

Writing, selling,purchasing,varyingetc.

Numberofsecurities towhichtheoptionrelates (Note 7)

Exercise price

Type, e.g.American,Europeanetc.

Expiry date

Optionmoney paid/receivedperunit (Note 4)

 

 

 

 

 

 

 

 

 

(ii)  Exercising

 

Productname,

e.g. call option

Numberofsecurities

Exercisepriceper unit (Note 4)

 

 

 

 

 

(d)  Other   dealings   (including   transactions   in   respect   of   new   securities)   (Note   3)

 

Nature of transaction

(Note 7)

Details

Price per unit

(if applicable) (Note 4)

 

 

 

 

Ap29

 

4.  OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities 

under   any   option   referred   to   on   this   form   or   relating   to   the   voting   rights  or future acquisition 

or disposal of any relevant securities to which any derivative referred to on this form is referenced. 

If   none,   this   should   be   stated.

 

 

 

 

 

 

 

 

Is a Supplemental Form 38.5(b) attached?  (Note   8)    YES

 

 

Dateofdisclosure

6 May 2020

Contactname

Alwyn Basch

Telephone number

020 7742 7407

Name of offeree/offeror with which connected

Allergan plc

Nature of connection (Note 9)

Financial Advisor to Allergan plc

 

 

 

 

 

 

Ap31

 

 

SUPPLEMENTAL   FORM   38.5(b)

 

 

 

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DETAILS   OF OPEN POSITIONS

 

(This   form   should   be   attached   to   Form   38.5(b))   OPEN POSITIONS  (Note   1)

 

Productname,

e.g. call option

Written orpurchased

Numberofrelevant securitiestowhichtheoptionorderivativerelates

Exercise price (Note 2)

Type, e.g.American,Europeanetc.

Expiry date

Put Option

Put Option

Written

Written

300,000

5,000

150.00

140.00

American

American

19JUN20

19JUN20

 

 

 

 

Notes

 

1.  Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

 

2.  For all prices and other monetary amounts, the currency must be stated.

 

For full details of disclosure requirements, see Rules 8 and

38.5 of the Rules. If in doubt, consult the Panel.

 

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
ISEFZGGKGVFGGZM

a d v e r t i s e m e n t