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Wednesday 16 May, 2018

JPMorgan Sec.Plc

Form 8.5 (EPT/RI)- Shire plc AMENDMENT

RNS Number : 3427O
JPMorgan Securities Plc
16 May 2018
 

AMENDMENT

INCREASED EQUITY PURCHASES BY 10,500 TO 4,116,172

ADDED EQUITY SWAP PURCHASES OF 51,092

ADDED EQUITY SWAP SALES OF 21,700

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Shire plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Joint Financial Adviser to Takeda Pharmaceutical Company Limited

(d) Date dealing undertaken:

08 May 2018

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Takeda Pharmaceutical Company Limited

 

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

(GBP)

Lowest price per unit paid/received

(GBP)

Ordinary Shares

Purchases

 

Sales

4,116,172

 

4,333,056

41.3033

 

41.0096

39.6600

 

 39.6600

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

Ordinary Shares

Equity Swaps

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Short

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

1,273

1,574

25,000

25,000

25,000

3,976

9,041

9,793

4,520

4,155

4,584

393

25,255

2,786

25,000

494

1,146

495

28,860

1,711

3,449

36,526

33,726

396

317

168,000

6,841

31,159

13,092

 

2,040

17,960

500

6,313

100

639

1,720

53,124

3,246

6,978

3,223

1,162

3,589

37,179

11,886

8,703

48,396

60,455

108

73

8,850

60,200

10,500

5,400

5,800

39.9409 GBP

39.9698 GBP

39.9947 GBP

39.9997 GBP

40.0062 GBP

40.0338 GBP

40.0377 GBP

40.0426 GBP

40.0484 GBP

40.0606 GBP

40.0621 GBP

40.0926 GBP

40.0946 GBP

40.1347 GBP

40.1483 GBP

40.2021 GBP

40.2094 GBP

40.2119 GBP

40.2268 GBP

40.2780 GBP

40.3033 GBP

40.3448 GBP

40.3450 GBP

40.3860 GBP

40.4173 GBP

40.6750 GBP

54.2620 USD

55.4062 USD

55.4307 USD

 

39.8295 GBP

39.8299 GBP

40.0262 GBP

40.0301 GBP

40.0347 GBP

40.0830 GBP

40.0857 GBP

40.0861 GBP

40.1558 GBP

40.2121 GBP

40.2263 GBP

40.2291 GBP

40.2910 GBP

40.3312 GBP

40.3447 GBP

40.3450 GBP

40.3468 GBP

40.3495 GBP

40.3525 GBP

40.5241 GBP

40.6872 GBP

54.1491 USD

54.3165 USD

54.3522 USD

54.6471 USD

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

(GBP)

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(GBP)

Ordinary Shares

Call Option

Call Option

Purchasing

Selling

500

250

42.00

40.00

American

American

20/07/2018

20/07/2018

0.96

2.23

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(GBP)





 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable) (GBP)


 

 



 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

16 May 2018

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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