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Thursday 08 April, 2021

JPMorgan Sec.Plc

Form 8.5 (EPT/RI)-Arrow Global Group plc amend

RNS Number : 8973U
JPMorgan Securities Plc
08 April 2021
 

AMENDMENT

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.  KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

  Use a separate form for each offeror/offeree

Arrow Global Group plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Corporate Broker to Arrow Global Plc

(d) Date dealing undertaken:

31 March 2021

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.  DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)  Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Ordinary Share

Purchase

 

Sale

6,667,673

 

510,241

3.0550 GBP

 

3.0500 GBP

3.0400 GBP

 

3.0421 GBP

 

(b)  Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Ordinary Share

Equity Swap

Opening a long position

 

 

 

 

Opening a short position

 

 

 

 

 

 

 

 

 

 

Decrease Long

 

 

 

Increase Short

 

 

 

 

 

 

 

 

 

 

 

Decrease Short

2,625

8,930

4,519

5,012

 

2,256

3,208,600

50,000

4,368

5,389

6,784

6,305

5,024

36,804

43,173

 

4,000

3,692

448

 

1,070,000

272,048

156,214

100,000

400,000

9,500

54,000

1,000,000

101,600

20,000

13,778

 

26,911

351,990

16,214

350

3.0450  GBP

3.0463  GBP

3.0477  GBP

3.0500  GBP

 

3.0430  GBP

3.0465  GBP

3.0466  GBP

3.0476  GBP

3.0490  GBP

3.0499  GBP

3.0500  GBP

3.0502  GBP

3.0537  GBP

3.0546  GBP

 

3.0471  GBP

3.0538  GBP

3.0552  GBP

 

3.0415  GBP

3.0446  GBP

3.0451  GBP

3.0465  GBP

3.0481  GBP

3.0500  GBP

3.0501  GBP

3.0515  GBP

3.0522  GBP

3.0540  GBP

3.0550  GBP

 

3.0450  GBP

3.0497  GBP

3.0499  GBP

3.0500  GBP

 

(c)  Stock-settled derivative transactions (including options)

 

(i)  Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)  Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)  Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

3.  OTHER INFORMATION

 

(a)  Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)  Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

8 April 2021

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

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