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Friday 21 January, 2022

JPMorgan Sec.Plc

Form 8.5 (EPT/RI)-Clinigen Group plc Amend

RNS Number : 2927Z
JPMorgan Securities Plc
21 January 2022
 

AMENDMENT

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.  KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

  Use a separate form for each offeror/offeree

Clinigen Group plc

(c) Name of the party to the offer with which exempt principal trader is connected:

financial adviser to Triton Investment Management

(d) Date dealing undertaken:

19 January 2022

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.  DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)  Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.1p ordinary

Purchase

 

Sale

262,152

 

213,701

9.0900 GBP

 

9.0902 GBP

9.0450 GBP

 

9.0400 GBP

 

(b)  Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

0.1p ordinary

Equity Swap

Decrease Long

 

 

 

 

 

Decrease Short

 

 

 

Increase Long

 

 

 

Increase Short

 

 

 

 

Opening a long position

 

 

 

 

 

Opening a short position

 

593

 174

 2,447

 3,090

 1,917

 

 1,615

 582

 17,418

 

 11,754

 4

 10,569

 

 626

 25

 1

 864

 

 2,300

 5,397

 4,226

 11,403

 359

 

 906

 360

 664

 17,460

 4,295

 80,656

9.0636  GBP

9.0666  GBP

9.0667  GBP

9.0755  GBP

9.0810  GBP

 

9.0415  GBP

9.0591  GBP

9.0720  GBP

 

9.0556  GBP

9.0593  GBP

9.0660  GBP

 

9.0581  GBP

9.0759  GBP

9.0809  GBP

9.0691  GBP

 

9.0445  GBP

9.0766  GBP

9.0770  GBP

9.0800  GBP

9.0823  GBP

 

9.0451  GBP

9.0503  GBP

9.0597  GBP

9.0800  GBP

9.0805  GBP

9.0811  GBP

 

(c)  Stock-settled derivative transactions (including options)

 

(i)  Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)  Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)  Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

3.  OTHER INFORMATION

 

(a)  Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)  Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

21 January 2022

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

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