Friday 24 June, 2022
JPMorgan Sec.Plc
Form 8.5 (EPT/RI)-HomeServe plc Amend
RNS Number : 1928Q
JPMorgan Securities Plc
24 June 2022
AMENDMENT
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
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(a) Name of exempt principal trader:
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J.P. Morgan Securities Plc
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
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HomeServe plc
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(c) Name of the party to the offer with which exempt principal trader is connected:
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Corporate broker to HomeServe plc.
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(d) Date dealing undertaken:
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17 June 2022
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(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
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N/A
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
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Class of relevant security
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Purchases/ sales
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Total number of securities
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Highest price per unit paid/received
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Lowest price per unit paid/received
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2 9/13p ordinary
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Purchase
Sale
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797,694
512,335
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11.6600 GBP
11.6500 GBP
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11.6300 GBP
11.6295 GBP
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(b) Cash-settled derivative transactions
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Class of relevant security
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Product description
e.g. CFD
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Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
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Number of reference securities
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Price per unit
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2 9/13p ordinary
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Equity Swap
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Decrease Long
Decrease Short
Increase Long
Increase Short
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248,467
5,757
10,840
3,758
2,323
214
885
176,929
4,496
455
14,461
1,190
9,478
4,443
820
9,061
18,181
9,903
2,856
2,015
428
11,154
16,361
251,625
13,095
4,671
1,764
2,850
1,122
1,122
1,634
1,252
28,776
1,678
9,886
7,459
5
27,583
1,048
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11.6300 GBP
11.6306 GBP
11.6314 GBP
11.6327 GBP
11.6355 GBP
11.6359 GBP
11.6362 GBP
11.6400 GBP
11.6401 GBP
11.6404 GBP
11.6425 GBP
11.6439 GBP
11.6448 GBP
11.6450 GBP
11.6451 GBP
11.6454 GBP
11.6476 GBP
11.6495 GBP
11.6501 GBP
11.6502 GBP
11.6504 GBP
11.6291 GBP
11.6295 GBP
11.6299 GBP
11.6302 GBP
11.6325 GBP
11.6347 GBP
11.6352 GBP
11.6372 GBP
11.6373 GBP
11.6382 GBP
11.6392 GBP
11.6394 GBP
11.6399 GBP
11.6403 GBP
11.6447 GBP
11.6449 GBP
11.6411 GBP
11.6450 GBP
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
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Class of relevant security
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Product description
e.g. call option
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Writing, purchasing, selling, varying etc.
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Number of securities to which option relates
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Exercise price per unit
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Type
e.g. American, European etc.
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Expiry date
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Option money paid/ received per unit
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(ii) Exercise
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Class of relevant security
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Product description
e.g. call option
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Exercising/ exercised against
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Number of securities
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Exercise price per unit
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(d) Other dealings (including subscribing for new securities)
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Class of relevant security
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Nature of dealing
e.g. subscription, conversion
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Details
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Price per unit (if applicable)
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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Date of disclosure:
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24 June 2022
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Contact name:
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Alwyn Basch
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Telephone number:
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020 7742 7407
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk
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