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Monday 11 October, 2021

JPMorgan Sec.Plc

Form 8.5 (EPT/RI)-Wm Morrison Supermarkets Amend

RNS Number : 7139O
JPMorgan Securities Plc
11 October 2021
 

AMENDMENT

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.  KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

  Use a separate form for each offeror/offeree

Wm Morrison Supermarkets plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Financial adviser to Clayton, Dubilier & Rice, LLC as manager of Clayton, Dubilier & Rice Funds XI

(d) Date dealing undertaken:

5 October 2021

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

  If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.  DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)  Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

10p ordinary

Purchase

 

Sale

16,551,038

 

19,725,383

2.8608 GBP

 

2.8595 GBP

2.8550 GBP

 

2.8521 GBP

 

(b)  Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

10p ordinary

Equity Swap

Decrease Long

 

 

 

 

 

 

 

Decrease Short

 

 

 

 

 

 

Increase Long

 

Increase Short

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Opening a long position

 

 

 

 

 

 

 

 

 

 

Opening a short position

2,300

116,753

3,637

747

89,000

204,530

169,948

 

1,553

388,531

1,064,855

63,579

173

5,777

 

116,106

 

522,175

200,000

400

316

728,505

310,000

55,395

140,000

138,508

100,000

146,169

161,593

8,000,000

1,828,525

1,566

 

35,341

46,111

710,479

25,802

26,199

15,386

171,467

19,880

3,675

11,655,000

 

3,467

1,194,829

1,085

8,588

1,085

41,135

1,971

171,991

35,341

35,341

15,067

2.8563  GBP

2.8567  GBP

2.8573  GBP

2.8590  GBP

2.8592  GBP

2.8593  GBP

2.8603  GBP

 

2.8558  GBP

2.8570  GBP

2.8576  GBP

2.8577  GBP

2.8587  GBP

2.8521  GBP

 

2.8560  GBP

 

2.8563  GBP

2.8564  GBP

2.8565  GBP

2.8566  GBP

2.8569  GBP

2.8571  GBP

2.8573  GBP

2.8577  GBP

2.8578  GBP

2.8583  GBP

2.8594  GBP

2.8599  GBP

3.8970  GBP

3.8973  GBP

2.8608  GBP

 

2.8558  GBP

2.8559  GBP

2.8560  GBP

2.8574  GBP

2.8575  GBP

2.8579  GBP

2.8582  GBP

2.8583  GBP

2.8585  GBP

2.8590  GBP

 

2.8556  GBP

2.8560  GBP

2.8561  GBP

2.8565  GBP

2.8566  GBP

2.8571  GBP

2.8577  GBP

2.8584  GBP

2.8591  GBP

2.8592  GBP

2.8599  GBP

 

(c)  Stock-settled derivative transactions (including options)

 

(i)  Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)  Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit





 

 

 

(d)  Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

3.  OTHER INFORMATION

 

(a)  Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)  Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

11 October 2021

Contact name:

Alwyn Basch

Telephone number:

020 7742 7407

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

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