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Leaf Clean Energy Co (LEAF)

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Friday 08 November, 2019

Leaf Clean Energy Co

Holding(s) in Company

RNS Number : 7186S
Leaf Clean Energy Company
08 November 2019
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Leaf Clean Energy Co

LEI 213800L5RMUUMJYJ3J83

1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Res Privata N.V.

City and country of registered office (if applicable)

Amsterdam, Netherlands

4. Full name of shareholder(s) (if different from 3.)v

Name

Nomura International Plc

City and country of registered office (if applicable)

London, United Kingdom

5. Date on which the threshold was crossed or reachedvi:

6 November 2019

6. Date on which issuer notified (DD/MM/YYYY):

7 November 2019

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

27.2225%

2.7668%

29.9893%

114,611

Position of previous notification (if

applicable)

N/A

N/A

N/A

 

             

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Ord 0.01p

KYG541351352

 

31,200

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. A

31,200

27.2225%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8. B 1

 

 

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

CFD

17/07/2020

at any time

Cash

3171

2.7668%

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SUBTOTAL 8.B.2

3171

2.7668%

 

 

 

                   

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

 

Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
xiv (please add additional rows as necessary)

X

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Lennard Christian Zwart

 

 

 

 

Lenhold B.V.

 

 

 

 

Res Privata N.V.

 

 

 

Cowen International Limited

 

 

 

Nomura International PLC

27.2225%

N/A

27.2225%

 

 

 

 

Lennard Christian Zwart

 

 

 

 

Lenhold B.V.

 

 

 

 

Res Privata N.V.

 

 

 

Cowen International Limited

 

 

 

Morgan Stanley & Co. International plc

N/A

Below 3%

Below 3%

 

 

 

 

 

10. In case of proxy voting, please identify:

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

 

11. Additional informationxvi

This notification is submitted in accordance with the disclosure obligations stipulated in the articles of association of the company.

 

Lenhold B.V. is the AIFM to Res Privata N.V. (an AIF) and controls that entity. Lenhold B.V. is controlled by Lennard Christian Zwart.

 

         

 

Place of completion

London, UK

Date of completion

6 November 2019

 

 


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