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Thursday 02 May, 2013

Morgan Stanley Secs

Form 8.5 (EPT/RI) XSTRATA PLC REPLACEMENT

RNS Number : 8612D
Morgan Stanley Securities Limited
02 May 2013
 



AMENDMENT                                                                                                                                                                                                                                                                                                                                                                                                                                  

 

 FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley Securities Limited

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

XSTRATA PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

 

GLENCORE INTERNATIONAL PLC

(d) Date dealing undertaken:

30 APRIL 2013

(e) Has the EPT previously disclosed, or is it today  disclosing, under the Code in respect of any other party to this offer?

Yes

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

 Class of relevant security

 Purchases/sales

 Total   number of securities

 Highest price per unit paid/received

 Lowest price per unit paid/received

 USD 0.5 ordinary

 PURCHASES

 5,755,502

 10.0250 GBP

 9.6060 GBP

 USD 0.5 ordinary

 SALES

 5,830,422

 10.0100 GBP

 9.6050 GBP

 

 

(b)        Derivatives transactions (other than options)

 

 Class of relevant security

 Product description

            e.g. CFD

 Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

 Number of reference securities

 Price per unit

 USD 0.5 ordinary

 CFD

 LONG

 298

 9.6150 GBP

 USD 0.5 ordinary

 CFD

 LONG

 9,333

 9.6200 GBP

 USD 0.5 ordinary

 CFD

 LONG

 1,921

 9.6350 GBP

 USD 0.5 ordinary

 CFD

 LONG

 11

 9.6350 GBP

 USD 0.5 ordinary

 CFD

 LONG

 1,002,873

 9.6352 GBP

 USD 0.5 ordinary

 CFD

 LONG

 427,474

 9.6352 GBP

 USD 0.5 ordinary

 CFD

 LONG

 129,552

 9.6362 GBP

 USD 0.5 ordinary

 CFD

 LONG

 5,002

 9.6362 GBP

 USD 0.5 ordinary

 CFD

 LONG

 2,660

 9.6464 GBP

 USD 0.5 ordinary

 CFD

 LONG

 11

 9.6539 GBP

 USD 0.5 ordinary

 CFD

 LONG

 787

 9.6539 GBP

 USD 0.5 ordinary

 CFD

 LONG

 78,789

 9.6713 GBP

 USD 0.5 ordinary

 CFD

 LONG

 6,980

 9.6890 GBP

 USD 0.5 ordinary

 CFD

 LONG

 18,746

 9.6942 GBP

 USD 0.5 ordinary

 CFD

 LONG

 603

 9.7056 GBP

 USD 0.5 ordinary

 CFD

 LONG

 16,038

 9.7169 GBP

 USD 0.5 ordinary

 CFD

 LONG

 647,571

 9.7324 GBP

 USD 0.5 ordinary

 CFD

 LONG

 2,018

 9.7324 GBP

 USD 0.5 ordinary

 CFD

 LONG

 9,469

 9.8358 GBP

 USD 0.5 ordinary

 CFD

 LONG

 37,690

 9.8358 GBP

 USD 0.5 ordinary

 CFD

 LONG

 8,353

 9.8397 GBP

 USD 0.5 ordinary

 CFD

 LONG

 2,470

 9.8397 GBP

 USD 0.5 ordinary

 CFD

 LONG

 172

 9.8397 GBP

 USD 0.5 ordinary

 CFD

 LONG

 398

 9.9681 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 98,360

 9.6349 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 98,360

 9.6349 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 65,956

 9.6350 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 86,079

 9.6350 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 11

 9.6350 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 1,747

 9.6350 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 6,980

 9.6410 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 111,403

 9.6599 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 367,376

 9.6659 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 638

 9.6939 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 683

 9.7007 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 8,236

 9.7007 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 29,014

 9.7007 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 2,799

 9.7075 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 7,581

 9.7127 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 30,173

 9.7127 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 65,909

 9.7130 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 647,571

 9.7382 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 7,419

 9.7382 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 91,584

 9.7668 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 32,627

 9.7788 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 5,002

 9.7788 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 394,594

 9.8960 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 88,869

 9.9200 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 53,321

 9.9200 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 35,548

 9.9200 GBP

 USD 0.5 ordinary

 CFD

 SHORT

 3,292

 9.9290 GBP

 

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

 Class of relevant security

 Product description             e.g. call option

 Writing, purchasing, selling, varying etc.

 Number of securities to which option relates

 Exercise price per unit

 Type   e.g. American, European etc.

 Expiry date

 Option money paid/ received per unit

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 N/A

 

(ii)        Exercising

 

 Class of relevant security

 Product description            e.g. call option

 Number of securities

 Exercise price per unit

 N/A

 N/A

 N/A

 N/A

 

(d)        Other dealings (including subscribing for new securities)

 

 Class of relevant security

 Nature of dealing            e.g. subscription, conversion

 Details

 Price per unit (if applicable)

 N/A

 N/A

 N/A

 N/A

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

 

 

Date of disclosure:

02 MAY 2013

Contact name:

Darren Wickert

Telephone number:

+44 (0)20 7425 7514

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


This information is provided by RNS
The company news service from the London Stock Exchange
 
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