Information  X 
Enter a valid email address
  Print      Mail a friend       More announcements

Friday 14 February, 2020

Morgan Stanley Smith

Form 8.3 - ALLERGAN PLC

RNS Number : 0727D
Morgan Stanley Smith Barney LLC
14 February 2020
 

 

FORM 8.3

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

 1.           KEY INFORMATION

 

 Name of person dealing (Note 1)

 

 Morgan Stanley Smith Barney LLC

  Company dealt in

 

 ALLERGAN PLC

  Class of relevant security to which the

 dealings being disclosed relate (Note 2)

 

  US$0.0001 ORDINARY SHARES

  Date of dealing

 

 13 FEBRUARY 2020

 

2.         INTERESTS AND SHORT POSITIONS

 

(a)           Interests and short positions (following dealing) in the class of relevant security

                dealt in (Note 3)

 

 

Long

Short

 

Number

(%)

Number

(%)

 (1) Relevant securities

 4,938,718

  1.50

  27

   0.00

 

 (2) Derivatives (other than options)

 0

  0.00

  0

   0.00

 

 (3) Options and agreements to purchase/sell

 0

  0.00

  4,400

   0.00

 

 Total

 4,938,718

  1.50

  4,427

   0.00

 

 

(b)           Interests and short positions in relevant securities of the company, other than the

                class dealt in  (Note 3)

 

 

 Class of relevant security:

Long

Short

 

Number

(%)

Number

(%)

 

 (1) Relevant securities

 N/A

  N/A

  N/A

  N/A  

 

 (2) Derivatives (other than options)

 N/A

  N/A

  N/A

  N/A  

 

 (3) Options and agreements to purchase/sell

 N/A

  N/A

  N/A

  N/A  

 

 Total

 N/A

  N/A

  N/A

  N/A  

 

 

 

3.            DEALINGS (Note 3)

 

  (a)        Purchases and sales

 

  Purchase/sale

                Number of relevant securities

                Price per unit (Note 5)

 

  PURCHASE

                15

                199.2600 USD

  PURCHASE

                96

                199.2600 USD

  PURCHASE

                2

                199.4790 USD

  PURCHASE

                1

                200.1590 USD

  PURCHASE

                1

                200.1590 USD

  PURCHASE

                19

                200.1590 USD

  PURCHASE

                39

                200.1590 USD

  PURCHASE

                46

                200.1590 USD

  PURCHASE

                34

                200.1590 USD

  PURCHASE

                3

                200.1590 USD

  PURCHASE

                5

                200.1590 USD

  PURCHASE

                2

                200.1590 USD

  PURCHASE

                3

                200.1590 USD

  PURCHASE

                8

                200.1590 USD

  PURCHASE

                4

                200.1590 USD

  PURCHASE

                3

                200.1590 USD

  PURCHASE

                2

                200.1590 USD

  PURCHASE

                4

                200.1590 USD

  PURCHASE

                59

                200.1605 USD

  PURCHASE

                1

                200.1605 USD

  PURCHASE

                5

                200.1605 USD

  PURCHASE

                5

                200.1605 USD

  PURCHASE

                5

                200.1605 USD

  PURCHASE

                5

                200.1605 USD

  PURCHASE

                8

                200.1605 USD

  PURCHASE

                5

                200.1605 USD

  PURCHASE

                1

                200.1605 USD

  PURCHASE

                3

                200.1605 USD

  PURCHASE

                52

                200.1626 USD

  PURCHASE

                51

                200.1629 USD

  PURCHASE

                6

                200.1629 USD

  PURCHASE

                13

                200.1629 USD

  PURCHASE

                35

                200.1629 USD

  PURCHASE

                52

                200.1652 USD

  PURCHASE

                1

                200.1700 USD

  PURCHASE

                1

                200.1700 USD

  PURCHASE

                2

                200.1700 USD

  PURCHASE

                1

                200.1700 USD

  PURCHASE

                4

                200.2029 USD

  PURCHASE

                3

                200.2029 USD

  PURCHASE

                3

                200.2029 USD

  PURCHASE

                5

                200.2029 USD

  PURCHASE

                9

                200.2029 USD

  PURCHASE

                35

                200.3100 USD

  PURCHASE

                1

                200.4875 USD

  PURCHASE

                4

                200.7581 USD

  PURCHASE

                7

                200.8041 USD

  PURCHASE

                1

                200.8975 USD

  PURCHASE

                17

                200.9900 USD

  PURCHASE

                13

                201.0112 USD

  SALE

                2

                199.4737 USD

  SALE

                3

                199.4962 USD

  SALE

                30

                199.5850 USD

  SALE

                24

                199.6800 USD

  SALE

                1

                199.6900 USD

  SALE

                7

                199.7174 USD

  SALE

                27

                199.7174 USD

  SALE

                19

                199.7174 USD

  SALE

                3

                199.7174 USD

  SALE

                1

                199.7174 USD

  SALE

                14

                199.7174 USD

  SALE

                22

                199.7174 USD

  SALE

                23

                199.7174 USD

  SALE

                1

                199.7174 USD

  SALE

                4

                199.7174 USD

  SALE

                1

                199.7174 USD

  SALE

                23

                199.7174 USD

  SALE

                13

                199.7174 USD

  SALE

                4

                199.7174 USD

  SALE

                1

                199.7174 USD

  SALE

                1

                199.7174 USD

  SALE

                7

                199.7174 USD

  SALE

                17

                199.7174 USD

  SALE

                455

                199.7174 USD

  SALE

                18

                199.7174 USD

  SALE

                101

                199.7174 USD

  SALE

                7

                199.7174 USD

  SALE

                47

                199.7174 USD

  SALE

                1

                199.7174 USD

  SALE

                40

                199.7174 USD

  SALE

                6

                199.7174 USD

  SALE

                2

                199.7174 USD

  SALE

                1

                199.7174 USD

  SALE

                17

                199.7174 USD

  SALE

                2

                199.7174 USD

  SALE

                3

                199.7174 USD

  SALE

                43

                199.7174 USD

  SALE

                53

                199.7174 USD

  SALE

                3

                199.7174 USD

  SALE

                8

                199.7174 USD

  SALE

                12

                199.7174 USD

  SALE

                1

                199.7174 USD

  SALE

                5

                199.7174 USD

  SALE

                32

                199.7174 USD

  SALE

                2

                199.7174 USD

  SALE

                59

                199.7174 USD

  SALE

                8

                199.7174 USD

  SALE

                1

                199.7174 USD

  SALE

                6

                199.7174 USD

  SALE

                8

                199.7174 USD

  SALE

                4

                199.7174 USD

  SALE

                2

                199.7174 USD

  SALE

                11

                199.7174 USD

  SALE

                26

                199.7174 USD

  SALE

                14

                199.7174 USD

  SALE

                22

                199.7174 USD

  SALE

                22

                199.7174 USD

  SALE

                14

                199.7174 USD

  SALE

                1

                199.7174 USD

  SALE

                8

                199.7174 USD

  SALE

                31

                199.7174 USD

  SALE

                17

                199.7174 USD

  SALE

                1

                199.7174 USD

  SALE

                15

                199.7174 USD

  SALE

                50

                199.7994 USD

  SALE

                60

                200.2915 USD

  SALE

                20

                200.3250 USD

  SALE

                54

                200.3336 USD

  SALE

                2

                200.3500 USD

  SALE

                20

                200.3610 USD

  SALE

                11

                200.3644 USD

  SALE

                70

                200.3796 USD

  SALE

                35

                200.4000 USD

  SALE

                1

                200.4096 USD

  SALE

                84

                200.4390 USD

  SALE

                64

                200.4850 USD

  SALE

                40

                200.4922 USD

  SALE

                75

                200.5150 USD

  SALE

                1

                200.5850 USD

  SALE

                30

                200.5998 USD

  SALE

                1

                200.6188 USD

  SALE

                6

                200.7358 USD

  SALE

                2

                200.7400 USD

  SALE

                225

                200.7419 USD

  SALE

                10

                200.9666 USD

  SALE

                10

                201.1000 USD

  SALE

                2,500

                201.1600 USD

  SALE

                5

                201.1900 USD

 

 

  (b)        Derivatives transactions(other than options transactions)

 

  Product name,  e.g. CFD

  Nature of transaction

  (Note 6)

  Number of relevant securities

  (Note 7)

  Price per unit

  (Note 5)

 

  N/A

  N/A

  N/A

  N/A  

 

 

  (c)         Options transactions in respect of existing relevant securities

 

  (i)         Writing, selling, purchasing or varying

 

 Product name,  e.g. call option

 Writing, selling, purchasing, varying etc

 Number of securities to which the option relates

(Note 7)

 Exercise

Price

 Type, e.g.

American,

European etc

 Expiry

Date

 Option money

paid/received

per unit

(Note 5)

  N/A

  N/A

  N/A

  N/A

  N/A

  N/A

  N/A  

 

 

(ii)          Exercising

 

  Product name,       e.g. call option

                Number of securities

                Exercise price per

                unit (Note 5)

 

   N/A

                N/A

                N/A   

 

(d)          Other dealings (including transactions in respect of new securities) (Note 4)

 

 Nature of transaction (Note 8)

                Details

                Price per unit

                (if applicable) (Note 5)

 

  N/A

                N/A

                N/A   

 

4.         OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

Full details of any agreement, arrangement or understanding between the person disclosing

and any other person relating to the voting rights of any relevant securities under any option

referred to on this form or relating to the voting rights or future acquisition or disposal of any

relevant securities to which any derivative referred to on this form is referenced. If none, this

should be stated.

 

NONE

 

 

   Is a Supplemental Form 8 attached?  (Note 9)

                 YES  

 

 

 

  Date of disclosure

  14 FEBRUARY 2020

 

  Contact Name

  Craig Horsley

 

   Telephone Number

   +44(141) 245 7736  

 

   If a connected EFM, name of offeree/offeror  with which connected

   ABBVIE INC.  

 

   If a connected EFM, state   nature of  connection (Note 10)

   Advisory  

 

 

 

Notes

  1.             Specify the owner or controller of the interest in addition to the person dealing. The naming of nominees or vehicle companies is insufficient. In case of disclosure of dealings by fund managers on behalf of discretionary clients, the clients need not be named.

  2.             See the definition of 'relevant securities' in Rule 2.1 of part A of the Rules.

  3.             See the definition of 'interest in relevant security' in Rule 2.6 of part A of the Rules and see Rules 8.6(a) of Part B of the Rules. If an option over new securities is acquired or exercised, the relevant interest should be disclosed under "(1) Relevant Securities". If an option over existing relevant securities is acquired or exercised, the relevant interest should be disclosed under "(3) Options and agreements to purchase/sell".

  4.             See the definition of 'dealing' in Rule 2.1 of part A of the Rules.

  5.             For all prices and other monetary amounts, the currency must be stated. If economic exposure to the changes in the price of the securities is limited, for example, by virtue of stop loss arrangement relating to spread bet, full details must be given.

6.             If a long position has been increased or decreased as a result of the dealing, write "increased long" or "decreased long" respectively. If a short position has been increased  or  decreased  as  a  result  of  the  dealing,  write  "increased  short" or "decreased short" respectively. If the dealing has not resulted in a long or short position being increased or reduced, give details of the variation or other dealing.

 7.             See Rule 2.6(d) of Part A of the Rules .

8.             State type of dealing, e.g. "subscription", "conversion", "exercise" etc .

 9.             Where there are open option positions or open derivative positions (other than CFDs), or where there is an agreement to purchase or to sell, Supplemental Form 8 must be completed.

 10.           See the definition of "connected fund manager" in Rule 2.2 of Part A of the Rules.

 For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

  References in these notes to "the Rules" are to the Irish Takeover Panel Act, 1997, Takeover Rules, 2013.

 

 

 

 

SUPPLEMENTAL FORM 8

 

IRISH TAKEOVER PANEL

 

DISCLOSURE UNDER RULE 8.1 and 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

 

 

 

 

DETAILS OF OPEN POSITIONS

 

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) and Form 8.3, as appropriate)

 

OPEN POSITIONS (Note 1)

 

 

Product Name

e.g. call option

Written or Purchased

Number of relevant securities to which

the option or

derivative relates

Exercise

Price

(Note 2)

Type, e.g.

American,

European etc.

Expiry

Date

 CALL

 WRITTEN

 100

 195.00 USD

 American

 21/08/2020

 CALL

 WRITTEN

 100

 175.00 USD

 American

 19/06/2020

 CALL

 WRITTEN

 200

 190.00 USD

 American

 19/06/2020

 CALL

 WRITTEN

 200

 170.00 USD

 American

 19/06/2020

 CALL

 WRITTEN

 100

 205.00 USD

 American

 28/02/2020

 CALL

 WRITTEN

 100

 180.00 USD

 American

 20/03/2020

 CALL

 WRITTEN

 100

 185.00 USD

 American

 20/03/2020

 CALL

 WRITTEN

 600

 185.00 USD

 American

 20/03/2020

 CALL

 WRITTEN

 100

 195.00 USD

 American

 20/03/2020

 CALL

 WRITTEN

 100

 210.00 USD

 American

 15/01/2021

 CALL

 WRITTEN

 200

 175.00 USD

 American

 15/01/2021

 CALL

 WRITTEN

 200

 175.00 USD

 American

 15/01/2021

 CALL

 WRITTEN

 100

 195.00 USD

 American

 15/05/2020

 CALL

 WRITTEN

 2000

 200.00 USD

 American

 15/05/2020

 CALL

 WRITTEN

 100

 200.00 USD

 American

 21/02/2020

 CALL

 WRITTEN

 100

 200.00 USD

 American

 21/02/2020

 

 

                Notes 

 

  1.            Where there are open option positions or open derivative positions (except for               CFDs), full details should be given. Full details of any existing agreements to        purchase or to sell must also be given on this form.

2.             For all prices and other monetary amounts, the currency must be stated .

 

 

 

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

 


This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
 
END
 
 
ISEFLFILFLISLII

a d v e r t i s e m e n t