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Oncimmune Hldgs PLC (ONC)

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Friday 20 May, 2022

Oncimmune Hldgs PLC

Holding(s) in Company

RNS Number : 2970M
Oncimmune Holdings PLC
20 May 2022
 

 

TR-1: S tandard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i


1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii :

Oncimmune Holdings PLC

GB00BYQ94H38

1b. Please indicate if the issuer is a non-UK issuer   (please mark with an "X" if appropriate)



2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments


An event changing the breakdown of voting rights


Other (please specify) iii: UBS trading book holdings in Oncimmune Holdings PLC fell below 5% and are therefore exempt from reporting

X

3. Details of person subject to the notification obligation iv

Name

UBS Investment Bank

UBS Group AG

City and country of registered office (if applicable)

Z ürich

Switzerland

4. Full name of shareholder(s) (if different from 3.) v

Name


City and country of registered office (if applicable)


5. Date on which the threshold was crossed or reached vi :

18 May 2022

6. Date on which issuer notified (DD/MM/YYYY):

20 May 2022

7. Total positions of person(s) subject to the notification obligation


% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuer (8.A + 8.B) vii

Resulting situation on the date on which threshold was crossed or reached

Below 5%

Below 5%

Below 5%

Below 5%

Position of previous notification (if

applicable)

5.421370%

0.000000%

5.421370%


 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii

A: Voting rights attached to shares

Class/type of
shares

ISIN code (if possible)

Number of voting rights ix

% of voting rights

Direct

(DTR5.1)

Indirect

 (DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

GB00BYQ94H38


Below 5%


Below 5%











SUBTOTAL 8. A

Below 5%

Below 5%

 

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights


















SUBTOTAL 8. B 1



 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expiration
date
x

Exercise/
Conversion Period
xi

Physical or cash

Settlement xii

Number of voting rights

% of voting rights





















 

SUBTOTAL 8.B.2



 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii


Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)
xiv

X

Name xv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

UBS Group AG




UBS AG




UBS AG London Branch












 

10. In case of proxy voting, please identify:

Name of the proxy holder


The number and % of voting rights held


The date until which the voting rights will be held



11. Additional information xvi

 

UBS trading book holdings in Oncimmune Holdings PLC fell below 5% and are therefore exempt from reporting

 

Place of completion

Zurich, Switzerland

Date of completion

20.05.2022

 

 

 

 

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