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Panmure Gordon & Co. Plc (PMR)

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Thursday 31 March, 2016

Panmure Gordon & Co. Plc

Holding(s) in Company

Holding(s) in Company

Panmure Gordon & Co.Plc

For filings with the FCA include the annex  
For filings with issuer exclude the annex
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
     
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii

Panmure Gordon & Co. Plc

2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights   YES
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments  
An event changing the breakdown of voting rights  
Other (please specify):      
3. Full name of person(s) subject to the
notification obligation: iii
 

Hunter Hall Investment Management Limited

4. Full name of shareholder(s)
(if different from 3.):iv

 

5. Date of the transaction and date on
which the threshold is crossed or
reached: v

23rd February 2016

6. Date on which issuer notified:

23rd February 2016

7. Threshold(s) that is/are crossed or
reached: vi, vii

3.00%

  8. Notified details:

A: Voting rights attached to shares viii, ix

Class/type of shares

 

if possible using the ISIN CODE

  Situation previous to the triggering transaction   Resulting situation after the triggering transaction
Number of Shares   Number of Voting Rights Number of shares   Number of voting rights   % of voting rights x
Direct Direct xi   Indirect xii Direct   Indirect

 

GB00B97CW509

 

0

 

0

 

500,000

 

500,000

 

 

3.22%

 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument   Expiration date xiii   Exercise/

Conversion Period xiv

  Number of voting rights that may be acquired if the instrument is exercised/ converted.   % of voting rights

N/A

       
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

xv, xvi

Resulting situation after the triggering transaction
Type of financial instrument   Exercise price   Expiration date xvii   Exercise/ Conversion period xviii   Number of voting rights instrument refers to   % of voting rights xix, xx

N/A

        Nominal   Delta
   
Total (A+B+C)
Number of voting rights   Percentage of voting rights
500,000 3.22%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi

 

Under the Financial Services Reform Act 2001 (Australia) Hunter Hall Investment Management Limited is the Responsible Entity for the following investment schemes:

HUNTER HALL VALUE GROWTH TRUST (VGT) HUNTER HALL GLOBAL EQUITIES TRUST (GET)

 

Hunter Hall Investment Management Limited is also investment manager for:

HUNTER HALL GLOBAL VALUE LIMITED, which is a public company listed on the ASX Limited

  Holder of Voting Rights   Person registered and entitled to be Registered as Holder   Nature of Voting Rights & Control
Hunter Hall Investment Management Ltd JP Morgan Chase Bank, N.A. as the Custodian of the Hunter Hall Value Growth Trust, Hunter Hall Global Equities Trust, and Hunter Hall Global Value Limited Hunter Hall Investment Management Limited has the power to control the vote attached to the securities, and the power to exercise control over the disposal of securities as:

 

  • Responsible Entity for the Hunter Hall Value Growth Trust, Hunter Hall Global Equities Trust and
  • Investment Manager for Hunter Hall Global Value Limited
Hunter Hall International Limited As above Hunter Hall International Ltd has a relevant interest in the said securities, as it wholly owns Hunter Hall Investment Management Limited.
Hampshire Assets & Services Pty Ltd, Aubigny Investments Pty Limited,

Zeppelin Investments Pty Ltd and Peter James Hall (Hampshire Associates)

As above The Hampshire Associates has a relevant interest in the said securities as they hold approximately 44.64% of issued securities in Hunter Hall International Ltd. Hampshire Assets & Services Pty Limited, Aubigny Investments Pty Limited and Zeppelin Investments Pty Ltd are controlled by Peter James Hall.
  Hunter Hall Global Value Limited As above Hunter Hall Global Value Limited managed pursuant to an investment management agreement by Hunter Hall Investment Management Ltd.

Proxy Voting

10. Name of the proxy holder:  
11. Number of voting rights proxy holder will cease to hold:  
12. Date on which proxy holder will cease to hold voting rights:  

13. Additional information:

   

14. Contact name:

Christina Seppelt

15. Contact telephone number:

+612 8224 0328

Annex: Notification of major interests in sharesxxii

A: Identity of the persons or legal entity subject to the notification obligation
Full name

(including legal form of legal entities)

 

Hunter Hall Investment Management Limited

Contact address

(registered office for legal entities)

Level 2, 56 Pitt St.

Sydney NSW 2000

Australia

Phone number & email +612 8224 0328

 

[email protected]

Other useful information

(at least legal representative for legal persons)

 
B: Identity of the notifier, if applicable
Full name   Christina Seppelt
Contact address Level 2, 56 Pitt Street.

Sydney NSW 2000

Australia

Phone number & email +612 8224 0328

 

[email protected]

Other useful information

(e.g. functional relationship with the person or legal entity subject to the notification obligation)

General Counsel & Company Secretary

C: Additional information


a d v e r t i s e m e n t