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Monday 03 October, 2011

UBS AG (EPT)

Form 8.5 (EPT/RI) - Replacement

RNS Number : 4387P
UBS AG (EPT)
03 October 2011
 



This announcement replaces the previous RNS replacement 2167P released at 14.18pm on the 29th September 2011.  Amendments made to total buys and sells in 2 (a), and a deletion of a CFD in 2 (b). All other information remains unchanged.

 

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

UBS AG London Branch

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Autonomy Corporation Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Autonomy Corporation Plc     

(d) Date dealing undertaken:

22 September 2011

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.33p ordinary

Buy

 

3628693

25.33760        GBP

25.08000        GBP

0.33p ordinary

Sell

 

1493366

25.24731        GBP

25.12628        GBP

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

3.25% convertible bonds due March 2015

Buy

 

5000000

150.95540        GBP

150.95540        GBP

3.25% convertible bonds due March 2015

Sell

 

10000000

150.95540        GBP

150.75000        GBP

 

 

(b)        Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

0.33p ordinary

CFD

 

Long

100000

25.19478        GBP

0.33p ordinary

CFD

 

Long

77000

25.1622        
GBP

0.33p ordinary

CFD

 

Long

85000

25.23474        GBP

0.33p ordinary

CFD

 

Long

200000

25.2473106        GBP

0.33p ordinary

CFD

 

Long

26000

25.2197        
GBP

0.33p ordinary

CFD

 

Long

6469

25.168857        GBP

0.33p ordinary

CFD

 

Long

44337

25.197148        GBP

0.33p ordinary

CFD

 

Short

39458

25.15191

GBP

0.33p ordinary

CFD

 

Short

2049

25.10

GBP

0.33p ordinary

CFD

 

Short

26000

25.2241        
GBP

0.33p ordinary

CFD

 

Short

98770

25.1478        
GBP

0.33p ordinary

CFD

 

Short

3082

25.225198        GBP

0.33p ordinary

CFD

 

Short

192986

25.225544891        GBP

0.33p ordinary

CFD

 

Short

20000

25.2102        
GBP

0.33p ordinary

CFD

 

Short

150000

25.248523        GBP

0.33p ordinary

CFD

 

Short

291124

25.2       

GBP

0.33p ordinary

CFD

 

Short

10000

25.15768        GBP

0.33p ordinary

CFD

 

Short

100000

25.2002        
GBP

0.33p ordinary

CFD

 

Short

25000

25.20518        GBP

0.33p ordinary

CFD

 

Short

1230

25.147797        GBP

0.33p ordinary

CFD

 

Short

103932

25.2252        
GBP

0.33p ordinary

CFD

 

Short

734338

25.2189        
GBP

0.33p ordinary

CFD

 

Short

325000

25.198115        GBP

0.33p ordinary

CFD

 

Short

50000

25.337599        GBP

0.33p ordinary

CFD

 

Short

100000

25.2202        
GBP

0.33p ordinary

CFD

 

Short

16002

25.142137        GBP

0.33p ordinary

CFD

 

Short

25000

25.2076        
GBP

0.33p ordinary

CFD

 

Short

10000

25.227785        GBP

0.33p ordinary

CFD

 

Short

200000

25.23521        GBP

0.33p ordinary

CFD

 

Short

100000

25.247815        GBP

0.33p ordinary

CFD

 

Short

100000

25.25523        GBP

0.33p ordinary

CFD

 

Short

100000

25.2552        
GBP

0.33p ordinary

CFD

 

Short

400000

25.194        
GBP

 

(c)        Options transactions in respect of existing securities

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit




 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

23 September 2011

Contact name:

Gemma Crewdson

Telephone number:

+44 (0)20 7568 1245

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 
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