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Thursday 23 September, 2010

UBS Global Asset Man

Form 8.3 - Tomkins PLC

RNS Number : 1827T
UBS Global Asset Management*
23 September 2010
 



                                                                                                                                 FORM 8.3

 

                     PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

        A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

                   Rule 8.3 of the Takeover Code (the "Code")PUBLIC OPENING POSITION

                                           DISCLOSURE/DEALING DISCLOSURE BY

 

     1.  KEY INFORMATION

 

(a)  Identity of the person whose positions/dealings UBS Global Asset Management *

are being disclosed:

(b)  Owner or controller of interests and short

positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is

insufficient

(c)  Name of offeror/offeree in relation to whose      TOMKINS PLC

relevant securities this form relates:

 

(d)  If an exempt fund manager connected with an Onex Partners and Canada Pension Plan Investment         Board (Pinafore) are clients of UBS Investment Bank

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)  Date position held/dealing undertaken:               22 September 2010

 

(f)  Has the discloser previously disclosed, or are     No

they today disclosing, under the Code in respect of

any other party to this offer?

 

      2.  POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

 

      (a)  Interests and short positions in the relevant securities of the offeror or offeree to

            which the disclosure relates following the dealing (if any)

 

Class of relevant security:                ORD USD0.09

 

                                                                        Interests                        Short positions

                                                                   Number              %              Number             %

(1)  Relevant securities owned       12,817,747                       1.452      0.00                                   0.00

      and/or controlled:

(2)  Derivatives (other than              0.00                                  0.00         0.00                                  0.00

      options):

(3)  Options and agreements to       0.00                                   0.00        0.00                                  0.00

      purchase/sell:

TOTAL:                                              12,817,747                       1.452       0.00                                  0.00

 

      All interests and all short positions should be disclosed.

 

      Details of any open derivative or option positions, or agreements to purchase or sell relevant

      securities, should be given on a Supplemental Form 8 (Open Positions).

 

 

      (b)  Rights to subscribe for new securities (including directors' and other executive

            options)

 

 

Class of relevant security in relation to

which subscription right exists:

Details, including nature of the rights

concerned and relevant percentages:

 

      If there are positions or rights to subscribe to disclose in more than one class of relevant

      securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each

      additional class of relevant security.

 

 

      3.  DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

 

      (a)        Purchases and sales 

 

     Class of relevant           Purchase/sale        Number of securities        Price per unit

            security

TOMKINS ORD USD0.09              Purchase                   1447                  GBP 3.244

 

      (b)        Derivatives transactions (other than options)

 

  Class of relevant       Product            Nature of dealing           Number of   Price per unit

         security            description         e.g. opening/closing a         reference

                                   e.g. CFD             long/short position,           securities

                                                           increasing/reducing a

                                                             long/short position

 

      (c)        Options transactions in respect of existing securities

 

      (i)         Writing, selling, purchasing or varying

 

     Class         Product         Writing,        Number      Exercise       Type       Expiry     Option

       of        description    purchasing,         of            price           e.g.         date      money

  relevant e.g. call option      selling,       securities    per unit     American,                   paid/

   security                          varying etc.     to which                      European                 received

                                                                  option                            etc.                      per unit

                                                                 relates

 

 

       (ii)        Exercising

 

      Class of relevant       Product description            Number of             Exercise price per

             security                   e.g. call option                 securities                         unit

 

      (d)        Other dealings (including subscribing for new securities)

 

    Class of relevant           Nature of dealing                    Details              Price per unit (if

           security            e.g. subscription, conversion                                         applicable)

 

 

 

 

      The currency of all prices and other monetary amounts should be stated.

 

      Where there have been dealings in more than one class of relevant securities of the offeror or

      offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of

      relevant security dealt in.

 

      4.  OTHER INFORMATION

 

      (a)  Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal or

refrain from dealing entered into by the person making the disclosure and any party to

the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

 

      (b)  Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which

      any derivative is referenced:

 

None

 

      (c)  Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?                               NO

 

Date of disclosure:                                          23 September 2010

 

Contact name:                                                 Miss Anne Yodaiken

 

Telephone number:                                        +44 20 7901 5139

 

      Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service

      and must also be emailed to the Takeover Panel at [email protected] .  The

      Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing

      disclosure requirements on +44 (0)20 7638 0129.

 

      The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk .

 

      * this report is on behalf of:

UBS Global Asset Management (Americas) Inc

 

UBS AG (UBS Global Asset Management operating in Switzerland)

 

UBS Global Asset Management (UK) Ltd

 

UBS Global Asset Management (Hong Kong) Ltd

 

UBS Global Asset Management (Singapore) Ltd

 

UBS Global Asset Management (Taiwan) Ltd

 


This information is provided by RNS
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