Form 8 (DD) - BHP Group

Goldman Sachs Financial Markets Pty

22 May 2024

 

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Full name of discloser:	GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):      The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	BHP GROUP LIMITED
(d) Status of person making the disclosure:      e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)	Advisor to ANGLO AMERICAN PLC
(e) Date dealing undertaken:	21 May 2024
(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:	Ordinary NPV
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	7,213,429	0.14	9,530,457	0.18
(2) Cash-settled derivatives:	9,547,355	0.18	7,230,323	0.14
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	0	0.00	0	0.00
TOTAL:	16,760,784	0.33	16,760,780	0.33

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b)        Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

(i)         Party to an offer or person acting in concert (except for a principal trader in the same group as a connected advisor)

Class of relevant security	Purchase/sale	Number of securities	Price per unit

(ii)        Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected advisor

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Purchases	414,437	46.0492 AUD	45.8549 AUD
Ordinary NPV	Sales	323,401	46.0400 AUD	45.8994 AUD

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Reducing a short position	3,132	45.7200 AUD
Ordinary NPV	CFD	Reducing a short position	1,535	45.7200 AUD
Ordinary NPV	CFD	Opening a long position	4,441	45.7200 AUD
Ordinary NPV	CFD	Reducing a long position	768	45.7200 AUD
Ordinary NPV	CFD	Reducing a long position	1,535	45.7200 AUD
Ordinary NPV	CFD	Reducing a short position	7,978	45.7200 AUD
Ordinary NPV	CFD	Reducing a long position	7,978	45.7200 AUD
Ordinary NPV	CFD	Reducing a long position	23,822	45.7200 AUD
Ordinary NPV	CFD	Reducing a short position	768	45.7200 AUD
Ordinary NPV	CFD	Reducing a long position	18,062	45.7200 AUD
Ordinary NPV	CFD	Reducing a long position	9,810	45.7200 AUD
Ordinary NPV	CFD	Reducing a long position	4,441	45.7200 AUD
Ordinary NPV	CFD	Reducing a long position	3,132	45.7200 AUD
Ordinary NPV	CFD	Reducing a short position	9,810	45.7200 AUD
Ordinary NPV	CFD	Reducing a short position	23,822	45.7200 AUD
Ordinary NPV	CFD	Reducing a short position	18,062	45.7200 AUD
Ordinary NPV	CFD	Increasing a short position	2,023	45.8170 AUD
Ordinary NPV	CFD	Opening a long position	18,062	45.8482 AUD
Ordinary NPV	CFD	Increasing a short position	3,132	45.8549 AUD
Ordinary NPV	CFD	Opening a short position	27,343	45.8872 AUD
Ordinary NPV	CFD	Reducing a short position	2,136	45.8904 AUD
Ordinary NPV	CFD	Opening a long position	24,057	45.8912 AUD
Ordinary NPV	CFD	Increasing a short position	142,318	45.9126 AUD
Ordinary NPV	CFD	Reducing a short position	198,234	45.9373 AUD
Ordinary NPV	CFD	Opening a long position	365	45.9527 AUD
Ordinary NPV	CFD	Opening a long position	768	45.9545 AUD
Ordinary NPV	CFD	Increasing a short position	11,679	45.9653 AUD
Ordinary NPV	CFD	Increasing a short position	493	45.9736 AUD
Ordinary NPV	CFD	Increasing a long position	403	45.9818 AUD
Ordinary NPV	CFD	Reducing a short position	3,521	45.9818 AUD
Ordinary NPV	CFD	Reducing a short position	13,634	45.9898 AUD
Ordinary NPV	CFD	Reducing a short position	222	46.0000 AUD
Ordinary NPV	CFD	Increasing a short position	142	46.0000 AUD
Ordinary NPV	CFD	Opening a long position	1,535	46.0000 AUD
Ordinary NPV	CFD	Reducing a long position	6,339	46.0021 AUD
Ordinary NPV	CFD	Opening a long position	9,810	46.0166 AUD
Ordinary NPV	CFD	Reducing a short position	33,000	46.0178 AUD
Ordinary NPV	CFD	Opening a long position	4,441	46.0400 AUD
Ordinary NPV	CFD	Opening a short position	1,535	46.0400 AUD
Ordinary NPV	CFD	Opening a long position	7,978	46.0400 AUD
Ordinary NPV	CFD	Reducing a short position	2,535	46.0400 AUD
Ordinary NPV	SWAP	Reducing a short position	70	45.7200 AUD
Ordinary NPV	SWAP	Reducing a long position	2,700	45.7200 AUD
Ordinary NPV	SWAP	Reducing a short position	2,700	45.7200 AUD
Ordinary NPV	SWAP	Reducing a long position	70	45.7200 AUD
Ordinary NPV	SWAP	Increasing a short position	141,268	45.9507 AUD
Ordinary NPV	SWAP	Opening a long position	21,199	45.9507 AUD
Ordinary NPV	SWAP	Increasing a short position	62,072	45.9512 AUD
Ordinary NPV	SWAP	Increasing a short position	7,671	46.0400 AUD
Ordinary NPV	SWAP	Increasing a short position	92	46.0400 AUD
Ordinary NPV	SWAP	Opening a long position	2,700	46.0400 AUD
Ordinary NPV	SWAP	Increasing a short position	6,236	46.0469 AUD
Ordinary NPV	SWAP	Increasing a short position	14,690	46.0469 AUD
Ordinary NPV	SWAP	Increasing a short position	2,374	46.0492 AUD

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

(c)        Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)	NO
Supplemental Form 8 (SBL)	YES

Date of disclosure:	22 May 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (SBL)

DETAILS OF SECURITIES BORROWING AND LENDING AND

FINANCIAL COLLATERAL ARRANGEMENTS BY

PARTIES TO AN OFFER AND PERSONS ACTING IN CONCERT

Note 5(l) on Rule 8 of the Takeover Code (the "Code")

1.         KEY INFORMATION

Full name of person making disclosure:	GOLDMAN SACHS FINANCIAL MARKETS PTY LTD
Name of offeror/offeree in relation to whose relevant securities this form relates:	BHP GROUP LIMITED

2.         SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL POSITIONS

Class of relevant security:	Ordinary NPV
	Number	%
Securities borrowed:	3,177,851	0.06
Securities lent (including securities subject to a security financial collateral arrangement with right of use or a title transfer collateral arrangement):	607,905	0.01

Details of borrowed relevant securities which have been either on-lent or sold do not need to be disclosed.

3.         SECURITIES BORROWING AND LENDING/FINANCIAL COLLATERAL TRANSACTIONS

Class of relevant security	Nature of transaction e.g. securities lending/borrowing, delivery/receipt of recalled securities, entering into financial collateral arrangement with right of use, entering into title transfer collateral arrangement etc.	Number of securities
Ordinary NPV	Loan (New)	516
Ordinary NPV	Loan (Partial Return)	36,824
Ordinary NPV	Loan (New)	1,777
Ordinary NPV	Loan (Partial Return)	96,704
Ordinary NPV	Borrow (New)	495,751
Ordinary NPV	Loan (Full Return)	1,777
Ordinary NPV	Loan (Full Return)	516
Ordinary NPV	Loan (Full Return)	3,014
Ordinary NPV	Loan (New)	3,014
Ordinary NPV	Borrow (Partial Return)	382,800
Ordinary NPV	Loan (New)	3,277
Ordinary NPV	Borrow (Full Return)	112,951
Ordinary NPV	Borrow (Partial Return)	96,704
Ordinary NPV	Borrow (Partial Return)	30,011
Ordinary NPV	Loan (New)	36,824
Ordinary NPV	Loan (New)	1,285
Ordinary NPV	Borrow (Full Return)	382,800
Ordinary NPV	Borrow (New)	382,800
Ordinary NPV	Loan (Full Return)	1,285
Ordinary NPV	Loan (Full Return)	3,277

The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdisclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END